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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXMD icon
3426
CALL
TherapeuticsMD
TXMD
$24M
$1.17M ﹤0.01%
5,026
+4,800
+2,124% +$1.21M
MUE
3427
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$1.17M ﹤0.01%
87,701
+16,976
+24% +$222K
FAS icon
3428
CALL
Direxion Daily Financial Bull 3x ETF
FAS
$2.42B
$1.16M ﹤0.01%
45,200
-24,800
-35% -$636K
AZPN
3429
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.16M ﹤0.01%
30,839
+12,118
+65% +$457K
ANDX
3430
CALL
DELISTED
Andeavor Logistics LP
ANDX
$1.16M ﹤0.01%
16,400
+4,400
+37% +$309K
MKSI icon
3431
MKS Inc
MKSI
$20.6B
$1.16M ﹤0.01%
34,772
+32,911
+1,768% +$1.08M
FEMS icon
3432
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$1.16M ﹤0.01%
31,943
-460
-1% -$17.6K
HQL
3433
abrdn Life Sciences Investors
HQL
$627M
$1.16M ﹤0.01%
52,326
+16,224
+45% +$352K
LUV icon
3434
CALL
Southwest Airlines
LUV
$23B
$1.15M ﹤0.01%
34,100
-9,900
-23% -$302K
COR
3435
DELISTED
Coresite Realty Corporation
COR
$1.15M ﹤0.01%
35,061
-363
-1% -$12.4K
CATM
3436
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.15M ﹤0.01%
32,705
+1,130
+4% +$40.3K
HR icon
3437
Healthcare Realty
HR
$6.84B
$1.15M ﹤0.01%
49,583
+583
+1% +$14.1K
SYF icon
3438
Synchrony
SYF
$25.6B
$1.15M ﹤0.01%
+46,778
New +$1.14M
FGM icon
3439
First Trust Germany AlphaDEX Fund
FGM
$99.1M
$1.15M ﹤0.01%
32,530
-7,782
-19% -$300K
AMSG
3440
DELISTED
Amsurg Corp
AMSG
$1.15M ﹤0.01%
22,874
+411
+2% +$20.5K
BANC icon
3441
Banc of California
BANC
$2.97B
$1.14M ﹤0.01%
98,265
+96,015
+4,267% +$1.12M
JXI icon
3442
iShares Global Utilities ETF
JXI
$307M
$1.14M ﹤0.01%
23,947
-444
-2% -$21.6K
MW
3443
PUT
DELISTED
THE MENS WAREHOUSE INC
MW
$1.14M ﹤0.01%
24,200
+23,700
+4,740% +$1.27M
LXP icon
3444
LXP Industrial Trust
LXP
$3.57B
$1.14M ﹤0.01%
23,335
+6,092
+35% +$331K
BAX icon
3445
CALL
Baxter International
BAX
$14.2B
$1.14M ﹤0.01%
29,272
-552
-2% -$22.4K
MJN
3446
PUT
DELISTED
Mead Johnson Nutrition Company
MJN
$1.14M ﹤0.01%
11,837
-215,000
-95% -$20.4M
IST
3447
DELISTED
SPDR S&P International Telecommunications Sector
IST
$1.14M ﹤0.01%
44,314
+23,950
+118% +$636K
KRC icon
3448
CALL
Kilroy Realty
KRC
$4.42B
$1.14M ﹤0.01%
19,100
– –
EDR
3449
DELISTED
Education Realty Trust Inc
EDR
$1.13M ﹤0.01%
36,798
+10,032
+37% +$323K
DSU icon
3450
BlackRock Debt Strategies Fund
DSU
$597M
$1.13M ﹤0.01%
98,889
+4,679
+5% +$55.7K
136 137
138
139 140

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.