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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
3376
CALL
Western Digital
WDC
$151B
$1.23M ﹤0.01%
16,670
+7,674
+85% +$577K
FDML
3377
DELISTED
Federal-Mogul Holdings Corporation
FDML
$1.22M ﹤0.01%
82,309
-8,752
-10% -$152K
MUS
3378
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.22M ﹤0.01%
94,264
+20,787
+28% +$270K
XLI icon
3379
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.22M ﹤0.01%
23,000
+19,100
+490% +$1.02M
CRL icon
3380
Charles River Laboratories
CRL
$12.8B
$1.22M ﹤0.01%
20,402
-43,294
-68% -$2.48M
DINO icon
3381
PUT
HF Sinclair
DINO
$15B
$1.22M ﹤0.01%
27,900
– –
HALO icon
3382
Halozyme
HALO
$12.4B
$1.22M ﹤0.01%
133,766
+103,746
+346% +$988K
DEW icon
3383
WisdomTree Global High Dividend Fund
DEW
$155M
$1.22M ﹤0.01%
26,222
-1,637
-6% -$79.8K
ESLT icon
3384
Elbit Systems
ESLT
$40B
$1.21M ﹤0.01%
19,552
+10,038
+106% +$612K
IX icon
3385
ORIX
IX
$43B
$1.21M ﹤0.01%
87,820
+765
+0.9% +$11.7K
LXK
3386
PUT
DELISTED
Lexmark Intl Inc
LXK
$1.21M ﹤0.01%
28,500
-33,400
-54% -$1.61M
AU icon
3387
PUT
AngloGold Ashanti
AU
$47.1B
$1.21M ﹤0.01%
100,800
+99,900
+11,100% +$1.63M
CSTE icon
3388
PUT
Caesarstone
CSTE
$85.1M
$1.21M ﹤0.01%
23,400
+17,400
+290% +$867K
FXE icon
3389
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$1.21M ﹤0.01%
9,700
+5,000
+106% +$653K
HIW icon
3390
CALL
Highwoods Properties
HIW
$3.43B
$1.21M ﹤0.01%
+31,000
New +$1.29M
SHW icon
3391
CALL
Sherwin-Williams
SHW
$88B
$1.2M ﹤0.01%
16,500
-3,900
-19% -$277K
TY icon
3392
TRI-Continental Corp
TY
$1.9B
$1.2M ﹤0.01%
57,674
+6,338
+12% +$134K
DPD
3393
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$1.2M ﹤0.01%
77,121
+12,098
+19% +$192K
MPLX icon
3394
CALL
MPLX
MPLX
$59.6B
$1.2M ﹤0.01%
20,400
-15,600
-43% -$956K
NBD
3395
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$1.2M ﹤0.01%
56,695
+773
+1% +$16.6K
IBDA
3396
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE ETF
IBDA
$1.2M ﹤0.01%
11,879
+2,612
+28% +$265K
IIM icon
3397
Invesco Value Municipal Income Trust
IIM
$596M
$1.2M ﹤0.01%
79,040
+1,327
+2% +$19.7K
NKA
3398
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$1.2M ﹤0.01%
96,143
+88,034
+1,086% +$1.28M
GDP
3399
CALL
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$1.2M ﹤0.01%
80,900
+52,100
+181% +$1.04M
ANR
3400
CALL
DELISTED
Alpha Natural Resources Inc
ANR
$1.2M ﹤0.01%
482,890
+58,990
+14% +$203K
134 135
136
137 138

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.