UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
3351	HPY 3351 DELISTED HEARTLAND PAYMENT SYSTEMS, INC. COM STK HPY	$374K	﹤0.01%	7,837 -934
3352	3352 ProShares Short VIX Short-Term Futures ETF SVXY $228M	$371K	﹤0.01%	4,951 +3,045
3353	MNE 3353 DELISTED Blackrock MUNI New York Intermediate Duration Fund, Inc. MNE	$370K	﹤0.01%	26,936 -1,483
3354	3354 REX American Resources REX $1.12B	$369K	﹤0.01%	30,360 -280,086
3355	3355 Diana Shipping DSX $193M	$368K	﹤0.01%	58,829 -37,984
3356	MCHB 3356 Mechanics Bancorp MCHB $3.13B	$368K	﹤0.01%	21,562 -6,331
3357	3357 Vanguard Emerging Markets Government Bond ETF VWOB $5.36B	$368K	﹤0.01%	4,678 -1,785
3358	CHSP 3358 DELISTED Chesapeake Lodging Trust CHSP	$368K	﹤0.01%	12,600
3359	PXR 3359 DELISTED Invesco Emerging Markets Infrastructure ETF PXR	$368K	﹤0.01%	10,144 +863
3360	3360 iShares Global Timber & Forestry ETF WOOD $229M	$367K	﹤0.01%	7,433 -17
3361	SIRE 3361 DELISTED Sisecam Resources LP SIRE	$367K	﹤0.01%	16,097 +206
3362	3362 BlackRock New York Municipal Income Trust BNY $246M	$366K	﹤0.01%	26,186 -1,405
3363	3363 VanEck Indonesia Index ETF IDX $49.9M	$366K	﹤0.01%	14,654 +4,897
3364	3364 TFS Financial TFSL $4.01B	$366K	﹤0.01%	25,560 -35,594
3365	WMC 3365 DELISTED Western Asset Mortgage Capital Corporation WMC	$366K	﹤0.01%	2,478 +18
3366	3366 ProShares Short SmallCap600 SBB $5.58M	$365K	﹤0.01%	6,266 +5,390
3367	3367 Fidelity MSCI Information Technology Index ETF FTEC $16.8B	$364K	﹤0.01%	+12,103
3368	3368 Semtech SMTC $6.75B	$364K	﹤0.01%	13,399 -5,152
3369	AES.PRC.CL 3369 DELISTED AES Corporation Class C Preferred AES.PRC.CL	$364K	﹤0.01%	7,096 -1,080
3370	3370 Maui Land & Pineapple Co MLP $334M	$363K	﹤0.01%	63,743 -523
3371	3371 Universal Insurance Holdings UVE $951M	$363K	﹤0.01%	28,076 -1,645
3372	CGO 3372 Calamos Global Total Return Fund CGO $111M	$362K	﹤0.01%	26,076 -50
3373	3373 Graham Holdings Company GHC $4.81B	$362K	﹤0.01%	857 -95
3374	3374 NBT Bancorp NBTB $2.28B	$361K	﹤0.01%	16,042 -2,135
3375	EVY 3375 DELISTED Eaton Vance New York Municipal Income Trust EVY	$360K	﹤0.01%	25,937 +866