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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIH icon
3401
CALL
VanEck Oil Services ETF
OIH
$1.84B
$1.2M ﹤0.01%
1,205
+955
+382% +$1.04M
DMO
3402
Western Asset Mortgage Opportunity Fund
DMO
$120M
$1.2M ﹤0.01%
49,718
-3,126
-6% -$76K
UAA icon
3403
CALL
Under Armour
UAA
$2.6B
$1.2M ﹤0.01%
34,600
-32,600
-49% -$1.09M
TCF
3404
DELISTED
TCF Financial Corporation
TCF
$1.19M ﹤0.01%
76,681
-161
-0.2% -$2.57K
DORM icon
3405
Dorman Products
DORM
$4.18B
$1.19M ﹤0.01%
29,665
+10,502
+55% +$469K
ENZL icon
3406
iShares MSCI New Zealand ETF
ENZL
$82.9M
$1.19M ﹤0.01%
30,895
-4,791
-13% -$195K
MFL
3407
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1.19M ﹤0.01%
85,509
-12,999
-13% -$178K
ITUB icon
3408
CALL
Itaú Unibanco
ITUB
$87.5B
$1.19M ﹤0.01%
+213,272
New +$1.36M
PEGI
3409
CALL
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.19M ﹤0.01%
38,400
+38,300
+38,300% +$1.22M
PBT
3410
Permian Basin Royalty Trust
PBT
$1.49B
$1.19M ﹤0.01%
87,362
-4,312
-5% -$60.5K
IEP icon
3411
CALL
Icahn Enterprises
IEP
$5.3B
$1.19M ﹤0.01%
11,200
+4,800
+75% +$510K
SUI icon
3412
Sun Communities
SUI
$14.7B
$1.18M ﹤0.01%
23,414
+2,741
+13% +$144K
CHEF icon
3413
Chefs' Warehouse
CHEF
$4.5B
$1.18M ﹤0.01%
72,751
+2,877
+4% +$51.1K
AMED
3414
DELISTED
Amedisys
AMED
$1.18M ﹤0.01%
58,448
+5,480
+10% +$106K
DYAX
3415
CALL
DELISTED
DYAX CORPORATION
DYAX
$1.18M ﹤0.01%
116,300
+33,200
+40% +$322K
VIRX
3416
PUT
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1.18M ﹤0.01%
784
+553
+239% +$801K
GRMN
3417
PUT
Garmin
GRMN
$60B
$1.18M ﹤0.01%
22,600
+15,600
+223% +$865K
BSMX
3418
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1.17M ﹤0.01%
86,791
-42,078
-33% -$580K
PX
3419
CALL
DELISTED
Praxair Inc
PX
$1.17M ﹤0.01%
9,100
-52,200
-85% -$6.85M
BTO
3420
John Hancock Financial Opportunities Fund
BTO
$803M
$1.17M ﹤0.01%
52,761
+5,063
+11% +$115K
RBA icon
3421
RB Global
RBA
$17.5B
$1.17M ﹤0.01%
52,285
+3,602
+7% +$85.9K
GLO
3422
Clough Global Opportunities Fund
GLO
$257M
$1.17M ﹤0.01%
98,112
+42,275
+76% +$533K
CVG
3423
DELISTED
Convergys
CVG
$1.17M ﹤0.01%
65,685
-33,052
-33% -$642K
RBS.PRQ
3424
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$1.17M ﹤0.01%
46,785
-3,253
-7% -$81.4K
ALTO icon
3425
Alto Ingredients
ALTO
$340M
$1.17M ﹤0.01%
83,753
-1,723
-2% -$32.4K
135 136
137
138 139

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.