UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
3451	3451 First Trust Mid Cap Value AlphaDEX Fund FNK $202M	$319K	﹤0.01%	10,715 +8,136
3452	3452 Western Alliance Bancorporation WAL $9.5B	$319K	﹤0.01%	13,353 +8,132
3453	FSYS 3453 DELISTED FUEL SYSTEMS SOLUTIONS INC COM STK FSYS	$319K	﹤0.01%	35,770 -31,462
3454	ICB 3454 DELISTED Morgan Stanley Income Sec. Inc ICB	$317K	﹤0.01%	17,790 -1,142
3455	IPF 3455 DELISTED SPDR S&P International Financial Sector IPF	$317K	﹤0.01%	14,431 +2,456
3456	3456 Marchex MCHX $73.8M	$316K	﹤0.01%	76,234 -827
3457	RCS 3457 PIMCO Strategic Income Fund RCS $309M	$316K	﹤0.01%	32,062 -7,590
3458	JOBS 3458 DELISTED 51job Inc JOBS	$315K	﹤0.01%	10,530 +1,674
3459	HPP 3459 Hudson Pacific Properties HPP $560M	$314K	﹤0.01%	12,700 -1,269
3460	3460 Invesco Dorsey Wright Financial Momentum ETF PFI $58.5M	$314K	﹤0.01%	11,025 +1,840
3461	SBY 3461 DELISTED Silver Bay Realty Trust Corp. SBY	$314K	﹤0.01%	19,363 -1,186,110
3462	RALY 3462 DELISTED RALLY SOFTWARE DEV CORP RALY	$314K	﹤0.01%	26,134 -4,406
3463	AKS 3463 DELISTED AK Steel Holding Corp AKS	$313K	﹤0.01%	39,062 -9,929
3464	ASG 3464 Liberty All-Star Growth Fund ASG $329M	$312K	﹤0.01%	61,265 -4,219
3465	RBS.PRM 3465 DELISTED ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK) RBS.PRM	$312K	﹤0.01%	12,742 -2,526
3466	DCA 3466 DELISTED Virtus Total Return Fund DCA	$312K	﹤0.01%	67,159 +8,303
3467	3467 Cerus CERS $401M	$310K	﹤0.01%	77,392 +24,536
3468	VASC 3468 DELISTED Vascular Solutions Inc VASC	$310K	﹤0.01%	12,542 +741
3469	3469 Fidelity MSCI Utilities Index ETF FUTY $2.11B	$309K	﹤0.01%	11,353 +552
3470	3470 Churchill Downs CHDN $8B	$307K	﹤0.01%	18,918 -20,796
3471	3471 Ethan Allen Interiors ETD $600M	$307K	﹤0.01%	13,452 -2,015
3472	3472 Nektar Therapeutics NKTR $953M	$307K	﹤0.01%	1,698 -131
3473	3473 Vanguard Russell 2000 Growth ETF VTWG $1.13B	$307K	﹤0.01%	3,243 +69
3474	HVPW 3474 DELISTED U.S. Equity High Volatility Put Write Index Fund HVPW	$306K	﹤0.01%	+12,632
3475	3475 Calix CALX $3.62B	$305K	﹤0.01%	31,842 +12,916