U
NYC

UBS’s ISHARES NYSE COMPOSITE ETF NYC Stock Holding History

UBS’s Portfolio NYC Stock Details NYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.12M Sell
11,469
-2,163
-16% -$216K ﹤0.01% 3473
2014
Q2 		$1.36M Sell
13,632
-331
-2% -$32.2K ﹤0.01% 3263
2014
Q1 		$1.34M Buy
13,963
+5,180
+59% +$485K ﹤0.01% 3178
2013
Q4 		$831K Sell
8,783
-357
-4% -$32.6K ﹤0.01% 3745
2013
Q3 		$801K Sell
9,140
-15,944
-64% -$1.39M ﹤0.01% 3591
2013
Q2 		$2.08M Buy
+25,084
New +$2.12M ﹤0.01% 2502

Other funds holding NYC

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
CLOS
Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland $8.13B AUM 26.03% 1-Year Est. Return

UBS's NYC Position: Q3 2014 in Review

UBS reduced its ISHARES NYSE COMPOSITE ETF (NYC) stake by 16% in Q3 2014, selling an estimated $216K and leaving 11,469 shares worth $1.12M. The position accounts for ﹤0.01% of the portfolio, ranked #3473.

UBS first reported a position in NYC in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.08M in Q2 2013. 19 funds tracked by Wall St. Rank hold NYC as of Q3 2014.

  • UBS held 11,469 shares of ISHARES NYSE COMPOSITE ETF worth $1.12M as of Q3 2014.
  • UBS sold 2,163 ISHARES NYSE COMPOSITE ETF shares in Q3 2014, an estimated $216K.
  • ISHARES NYSE COMPOSITE ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3473 holding.
  • UBS first reported a position in ISHARES NYSE COMPOSITE ETF in Q2 2013 and has held it in 6 quarters since.
  • UBS's ISHARES NYSE COMPOSITE ETF position peaked at $2.08M in Q2 2013.
  • 19 funds tracked by Wall St. Rank held ISHARES NYSE COMPOSITE ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.