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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
3476
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.1M ﹤0.01%
75,224
-38,811
-34% -$597K
WAFD icon
3477
WaFd
WAFD
$2.75B
$1.1M ﹤0.01%
53,995
-3,455
-6% -$73.9K
GDO
3478
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.1M ﹤0.01%
60,422
-4,166
-6% -$76.8K
PLAB icon
3479
Photronics
PLAB
$1.93B
$1.1M ﹤0.01%
136,474
+6,335
+5% +$53.6K
MHFI
3480
CALL
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$1.1M ﹤0.01%
13,000
+2,000
+18% +$164K
GLP icon
3481
Global Partners
GLP
$1.7B
$1.1M ﹤0.01%
26,318
-1,251
-5% -$52.3K
HAIN icon
3482
CALL
Hain Celestial
HAIN
$53.7M
$1.09M ﹤0.01%
21,400
+18,800
+723% +$875K
CIVI
3483
DELISTED
Civitas Resources
CIVI
$1.09M ﹤0.01%
172
+13
+8% +$84.5K
NYF icon
3484
iShares New York Muni Bond ETF
NYF
$1.41B
$1.09M ﹤0.01%
19,694
+800
+4% +$44.1K
MYJ
3485
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$1.09M ﹤0.01%
75,224
+7,666
+11% +$112K
POST icon
3486
Post Holdings
POST
$3.57B
$1.09M ﹤0.01%
50,265
+784
+2% +$20.9K
KND
3487
DELISTED
Kindred Healthcare
KND
$1.09M ﹤0.01%
56,179
+4,856
+9% +$106K
VCRA
3488
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$1.09M ﹤0.01%
134,522
-3,340
-2% -$33.9K
AIF
3489
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.08M ﹤0.01%
62,732
-4,526
-7% -$80.6K
ACLS icon
3490
Axcelis
ACLS
$4.33B
$1.08M ﹤0.01%
136,172
+7,675
+6% +$57.6K
SCHM icon
3491
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.08M ﹤0.01%
84,021
+9,354
+13% +$124K
MFD
3492
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$1.08M ﹤0.01%
64,454
+16,522
+34% +$294K
BDN
3493
Brandywine Realty Trust
BDN
$554M
$1.08M ﹤0.01%
76,689
-15,355
-17% -$238K
XHS icon
3494
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$1.08M ﹤0.01%
21,018
+1,648
+9% +$84.9K
MOS icon
3495
PUT
The Mosaic Company
MOS
$7.33B
$1.08M ﹤0.01%
24,300
-494,900
-95% -$23.3M
EMF
3496
Templeton Emerging Markets Fund
EMF
$326M
$1.08M ﹤0.01%
60,686
-3,225
-5% -$60.5K
IONS icon
3497
PUT
Ionis Pharmaceuticals
IONS
$9.4B
$1.08M ﹤0.01%
27,700
-8,800
-24% -$312K
VTLE
3498
DELISTED
Vital Energy
VTLE
$1.07M ﹤0.01%
2,395
+919
+62% +$469K
SWY
3499
CALL
DELISTED
SAFEWAY INC
SWY
$1.07M ﹤0.01%
31,300
-1,200
-4% -$41.5K
EMES
3500
CALL
DELISTED
Emerge Energy Services LP
EMES
$1.07M ﹤0.01%
9,300
+1,200
+15% +$141K
138 139
140
141 142

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.