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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
3326
CALL
Alibaba
BABA
$317B
$1.29M ﹤0.01%
+14,500
New +$1.3M
FKU icon
3327
First Trust United Kingdom AlphaDEX Fund
FKU
$39.6M
$1.29M ﹤0.01%
33,096
+8,278
+33% +$339K
NPP
3328
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.29M ﹤0.01%
88,741
+10,145
+13% +$146K
PANW icon
3329
CALL
Palo Alto Networks
PANW
$313B
$1.28M ﹤0.01%
78,600
+17,400
+28% +$250K
SIRI icon
3330
CALL
SiriusXM
SIRI
$9.74B
$1.28M ﹤0.01%
36,810
-8,730
-19% -$305K
SRPT icon
3331
CALL
Sarepta Therapeutics
SRPT
$1.77B
$1.28M ﹤0.01%
60,900
+57,800
+1,865% +$1.3M
VKQ icon
3332
Invesco Municipal Trust
VKQ
$548M
$1.28M ﹤0.01%
102,343
+11,349
+12% +$140K
BSX icon
3333
PUT
Boston Scientific
BSX
$73.5B
$1.28M ﹤0.01%
108,400
+13,600
+14% +$171K
CL icon
3334
CALL
Colgate-Palmolive
CL
$74.2B
$1.28M ﹤0.01%
19,600
-14,000
-42% -$923K
RYAM icon
3335
Rayonier Advanced Materials
RYAM
$598M
$1.28M ﹤0.01%
+38,838
New +$1.36M
GLQ
3336
Clough Global Equity Fund
GLQ
$158M
$1.28M ﹤0.01%
89,141
+26,037
+41% +$390K
SYK icon
3337
PUT
Stryker
SYK
$131B
$1.28M ﹤0.01%
15,819
-1,055
-6% -$86.8K
FRO icon
3338
CALL
Frontline
FRO
$8.62B
$1.27M ﹤0.01%
202,240
+140,460
+227% +$1.54M
KMB icon
3339
PUT
Kimberly-Clark
KMB
$36.1B
$1.27M ﹤0.01%
12,348
+10,471
+558% +$1.09M
BSCL
3340
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.27M ﹤0.01%
61,407
+6,837
+13% +$143K
CATO icon
3341
Cato Corp
CATO
$65.9M
$1.27M ﹤0.01%
+36,811
New +$1.23M
PFS icon
3342
Provident Financial Services
PFS
$3.16B
$1.27M ﹤0.01%
77,496
-6,036
-7% -$102K
PRB
3343
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
$1.27M ﹤0.01%
51,758
+497
+1% +$12.2K
DF
3344
DELISTED
Dean Foods Company
DF
$1.27M ﹤0.01%
95,525
+93,142
+3,909% +$1.48M
KRG icon
3345
Kite Realty
KRG
$5.27B
$1.26M ﹤0.01%
52,150
+44,279
+563% +$1.12M
NSC icon
3346
CALL
Norfolk Southern
NSC
$75.4B
$1.26M ﹤0.01%
11,300
-13,600
-55% -$1.44M
EWH icon
3347
PUT
iShares MSCI Hong Kong ETF
EWH
$1.23B
$1.26M ﹤0.01%
62,000
+58,400
+1,622% +$1.27M
GEN icon
3348
PUT
Gen Digital
GEN
$17.7B
$1.26M ﹤0.01%
53,600
+500
+0.9% +$11.9K
XYLD icon
3349
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.26M ﹤0.01%
27,220
+12,721
+88% +$591K
SWN
3350
CALL
DELISTED
Southwestern Energy Company
SWN
$1.25M ﹤0.01%
35,900
-31,400
-47% -$1.26M
132 133
134
135 136

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.