U
SPE

UBS’s Special Opportunities Fund SPE Stock Holding History

UBS’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$230K Sell
14,434
-1,053
-7% -$16.9K ﹤0.01% 5055
2014
Q2 		$247K Hold
15,487
– – ﹤0.01% 4930
2014
Q1 		$240K Buy
15,487
+8,688
+128% +$136K ﹤0.01% 5001
2013
Q4 		$113K Sell
6,799
-1,530
-18% -$26.8K ﹤0.01% 5932
2013
Q3 		$140K Buy
8,329
+1,328
+19% +$22.1K ﹤0.01% 5624
2013
Q2 		$113K Buy
+7,001
New +$115K ﹤0.01% 5750

Other funds holding SPE

RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
AA
Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
BCM
Bares Capital Management Austin, Texas $1.08B AUM 38.13% 1-Year Est. Return

UBS's SPE Position: Q3 2014 in Review

UBS reduced its Special Opportunities Fund (SPE) stake by 6.8% in Q3 2014, selling an estimated $16.9K and leaving 14,434 shares worth $230K. The position accounts for ﹤0.01% of the portfolio, ranked #5055.

UBS first reported a position in SPE in Q2 2013 and has held it in 6 quarters since. The position peaked at $247K in Q2 2014. 27 funds tracked by Wall St. Rank hold SPE as of Q3 2014.

  • UBS held 14,434 shares of Special Opportunities Fund worth $230K as of Q3 2014.
  • UBS sold 1,053 Special Opportunities Fund shares in Q3 2014, an estimated $16.9K.
  • Special Opportunities Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5055 holding.
  • UBS first reported a position in Special Opportunities Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's Special Opportunities Fund position peaked at $247K in Q2 2014.
  • 27 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.