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UBS’s Stellus Capital Investment Corp SCM Stock Holding History

UBS’s Portfolio SCM Stock Details SCM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$4.57M Sell
329,223
-22,671
-6% -$324K ﹤0.01% 2119
2014
Q2 		$5.17M Buy
351,894
+87,043
+33% +$1.21M ﹤0.01% 1937
2014
Q1 		$3.81M Buy
264,851
+81,214
+44% +$1.19M ﹤0.01% 2123
2013
Q4 		$2.73M Buy
183,637
+12,726
+7% +$188K ﹤0.01% 2500
2013
Q3 		$2.55M Buy
170,911
+6,076
+4% +$90.8K ﹤0.01% 2357
2013
Q2 		$2.47M Buy
+164,835
New +$2.45M ﹤0.01% 2314

Other funds holding SCM

D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
BCM
Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
BG
BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's SCM Position: Q3 2014 in Review

UBS reduced its Stellus Capital Investment Corp (SCM) stake by 6.4% in Q3 2014, selling an estimated $324K and leaving 329,223 shares worth $4.57M. The position accounts for ﹤0.01% of the portfolio, ranked #2119.

UBS first reported a position in SCM in Q2 2013 and has held it in 6 quarters since. The position peaked at $5.17M in Q2 2014. 30 funds tracked by Wall St. Rank hold SCM as of Q3 2014.

  • UBS held 329,223 shares of Stellus Capital Investment Corp worth $4.57M as of Q3 2014.
  • UBS sold 22,671 Stellus Capital Investment Corp shares in Q3 2014, an estimated $324K.
  • Stellus Capital Investment Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2119 holding.
  • UBS first reported a position in Stellus Capital Investment Corp in Q2 2013 and has held it in 6 quarters since.
  • UBS's Stellus Capital Investment Corp position peaked at $5.17M in Q2 2014.
  • 30 funds tracked by Wall St. Rank held Stellus Capital Investment Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.