U
SCD

UBS’s LMP Capital and Income Fund SCD Stock Holding History

UBS’s Portfolio SCD Stock Details SCD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$544K Buy
32,153
+23,314
+264% +$412K ﹤0.01% 4179
2014
Q2 		$157K Buy
8,839
+1,011
+13% +$17K ﹤0.01% 5408
2014
Q1 		$126K Sell
7,828
-818
-9% -$12.9K ﹤0.01% 5723
2013
Q4 		$137K Buy
8,646
+47
+0.5% +$722 ﹤0.01% 5709
2013
Q3 		$128K Sell
8,599
-2,833
-25% -$42.6K ﹤0.01% 5735
2013
Q2 		$177K Buy
+11,432
New +$183K ﹤0.01% 5239

Other funds holding SCD

AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return
SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

UBS's SCD Position: Q3 2014 in Review

UBS increased its LMP Capital and Income Fund (SCD) stake by 264% in Q3 2014, buying an estimated $412K and bringing the position to 32,153 shares worth $544K. The position accounts for ﹤0.01% of the portfolio, ranked #4179.

UBS first reported a position in SCD in Q2 2013 and has held it in 6 quarters since. 27 funds tracked by Wall St. Rank hold SCD as of Q3 2014.

  • UBS held 32,153 shares of LMP Capital and Income Fund worth $544K as of Q3 2014.
  • UBS bought 23,314 LMP Capital and Income Fund shares in Q3 2014, an estimated $412K.
  • LMP Capital and Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4179 holding.
  • UBS first reported a position in LMP Capital and Income Fund in Q2 2013 and has held it in 6 quarters since.
  • 27 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.