U
PZC

UBS’s PIMCO California Municipal Income Fund III PZC Stock Holding History

UBS’s Portfolio PZC Stock Details PZC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$747K Sell
71,788
-2,119
-3% -$22.1K ﹤0.01% 3867
2014
Q2 		$782K Sell
73,907
-1,176
-2% -$12.2K ﹤0.01% 3785
2014
Q1 		$748K Buy
75,083
+24,210
+48% +$237K ﹤0.01% 3807
2013
Q4 		$468K Buy
50,873
+33,982
+201% +$318K ﹤0.01% 4420
2013
Q3 		$158K Buy
16,891
+5,323
+46% +$50.5K ﹤0.01% 5480
2013
Q2 		$117K Buy
+11,568
New +$124K ﹤0.01% 5714

Other funds holding PZC

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CWM
Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

UBS's PZC Position: Q3 2014 in Review

UBS reduced its PIMCO California Municipal Income Fund III (PZC) stake by 2.9% in Q3 2014, selling an estimated $22.1K and leaving 71,788 shares worth $747K. The position accounts for ﹤0.01% of the portfolio, ranked #3867.

UBS first reported a position in PZC in Q2 2013 and has held it in 6 quarters since. The position peaked at $782K in Q2 2014. 21 funds tracked by Wall St. Rank hold PZC as of Q3 2014.

  • UBS held 71,788 shares of PIMCO California Municipal Income Fund III worth $747K as of Q3 2014.
  • UBS sold 2,119 PIMCO California Municipal Income Fund III shares in Q3 2014, an estimated $22.1K.
  • PIMCO California Municipal Income Fund III made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3867 holding.
  • UBS first reported a position in PIMCO California Municipal Income Fund III in Q2 2013 and has held it in 6 quarters since.
  • UBS's PIMCO California Municipal Income Fund III position peaked at $782K in Q2 2014.
  • 21 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.