Concert Wealth Management’s PIMCO California Municipal Income Fund III PZC Stock Holding History

Concert Wealth Management’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,700	Closed	-$176K	–	824
2016 Q3	$176K	Hold	13,700	–	–	0.02%	674
2016 Q2	$170K	Sell	13,700 -500	-4%	-$6K	0.02%	617
2016 Q1	$168K	Sell	14,200 -1,000	-7%	-$12K	0.02%	607
2015 Q4	$182K	Sell	15,200 -3,000	-16%	-$34.1K	0.02%	604
2015 Q3	$200K	Sell	18,200 -9,000	-33%	-$95.7K	0.03%	613
2015 Q2	$281K	Sell	27,200 -6,000	-18%	-$64.2K	0.04%	528
2015 Q1	$275K	Sell	33,200 -600	-2%	-$6.58K	0.08%	317
2014 Q4	$359K	Hold	33,800	–	–	0.05%	399
2014 Q3	$351K	Sell	33,800 -4,300	-11%	-$44.9K	0.05%	349
2014 Q2	$395K	Buy	+38,100	New	+$394K	0.05%	346

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

HCM

Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return

Squarepoint New York $85.1B AUM 20.93% 1-Year Est. Return

Concert Wealth Management's PZC Position: Q4 2016 in Review

Concert Wealth Management sold out of PIMCO California Municipal Income Fund III (PZC) in Q4 2016, closing a stake of 13,700 shares — an estimated $176K sold.

Concert Wealth Management first reported a position in PZC in Q2 2014 and held it in 10 quarters. The position peaked at $395K in Q2 2014. 17 funds tracked by Wall St. Rank hold PZC as of Q4 2016.

Concert Wealth Management reported no remaining PIMCO California Municipal Income Fund III position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 13,700 PIMCO California Municipal Income Fund III shares in Q4 2016, an estimated $176K.
Concert Wealth Management first reported a position in PIMCO California Municipal Income Fund III in Q2 2014 and held it in 10 quarters.
Concert Wealth Management's PIMCO California Municipal Income Fund III position peaked at $395K in Q2 2014.
17 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.