National Planning Corporation’s PIMCO California Municipal Income Fund III PZC Stock Holding History

National Planning Corporation’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-16,730	Closed	-$203K	–	719
2015 Q4	$203K	Buy	+16,730	New	+$190K	0.02%	633
2015 Q1	–	Sell	-13,325	Closed	-$145K	–	1710
2014 Q4	$145K	Hold	13,325	–	–	0.01%	781
2014 Q3	$137K	Hold	13,325	–	–	0.01%	701
2014 Q2	$141K	Sell	13,325 -4,700	-26%	-$48.6K	0.01%	707
2014 Q1	$178K	Hold	18,025	–	–	0.02%	655
2013 Q4	$165K	Sell	18,025 -8,400	-32%	-$78.7K	0.01%	642
2013 Q3	$247K	Buy	+26,425	New	+$251K	0.02%	533

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

EWA

EP Wealth Advisors Torrance, California $20.3B AUM

CWM

Concert Wealth Management San Jose, California $24.7M AUM 21.06% 1-Year Est. Return

HCM

Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return

National Planning Corporation's PZC Position: Q1 2016 in Review

National Planning Corporation sold out of PIMCO California Municipal Income Fund III (PZC) in Q1 2016, closing a stake of 16,730 shares — an estimated $203K sold.

National Planning Corporation first reported a position in PZC in Q3 2013 and held it in 7 quarters. The position peaked at $247K in Q3 2013. 17 funds tracked by Wall St. Rank hold PZC as of Q1 2016.

National Planning Corporation reported no remaining PIMCO California Municipal Income Fund III position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 16,730 PIMCO California Municipal Income Fund III shares in Q1 2016, an estimated $203K.
National Planning Corporation first reported a position in PIMCO California Municipal Income Fund III in Q3 2013 and held it in 7 quarters.
National Planning Corporation's PIMCO California Municipal Income Fund III position peaked at $247K in Q3 2013.
17 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.