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PZC

PIMCO California Municipal Income Fund III

Delisted

PZC was delisted on the 1st of August, 2025.

22 hedge funds and large institutions have $11.2M invested in PIMCO California Municipal Income Fund III in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

22% more funds holding

Funds holding: 1822 (+4)

0.34% more ownership

Funds ownership: 5.19%5.53% (+0.34%)

2% less capital invested

Capital invested by funds: $11.4M → $11.2M (-$191K)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
22
Holders Change
+4
Holders Change %
+22.22%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$2.59M +$213K +22,425 +9%
FFA
2
First Foundation Advisors
California
$1.35M -$134K -14,125 -9%
Invesco
3
Invesco
Georgia
$1.31M -$403K -42,423 -23%
SIA
4
Sit Investment Associates
Minnesota
$1.31M +$409K +43,100 +45%
Wells Fargo
5
Wells Fargo
California
$1.26M +$174K +18,310 +16%
LPL Financial
6
LPL Financial
California
$767K -$36.5K -3,842 -4%
Morgan Stanley
7
Morgan Stanley
New York
$697K -$87K -9,166 -11%
Creative Planning
8
Creative Planning
Kansas
$576K +$93K +9,797 +19%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$280K -$15.5K -1,635 -5%
NPC
10
National Planning Corporation
California
$247K +$251K +26,425 New
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$188K
U
12
UBS
Switzerland
$158K +$50.5K +5,323 +46%
FAAS
13
First Allied Advisory Services
California
$121K +$119K +12,500 New
HK
14
Horizon Kinetics
New York
$112K
BPBT
15
Boston Private Bank & Trust
Massachusetts
$94K +$95.5K +10,067 New
Fifth Third Bancorp
16
Fifth Third Bancorp
Ohio
$51K +$52K +5,480 New
Bank of America
17
Bank of America
North Carolina
$29K -$73.4K -7,735 -72%
AIG
18
American International Group
New York
$18.7K
NES
19
New England Securities
New York
$6K
Citigroup
20
Citigroup
New York
$5K
Northern Trust
21
Northern Trust
Illinois
$2K
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$2K +$2.13K +225 New
TRCT
23
Tower Research Capital (TRC)
New York
-$9K -925 Closed

PZC Hedge Fund Activity: Q3 2013 in Review

22 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO California Municipal Income Fund III (PZC) for Q3 2013, worth a combined $11.2M — down 1.7% from $11.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PZC positions and 1 closed out — a net gain of 4 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $409K. The largest seller was Invesco, cutting an estimated $403K.

  • 22 institutional investors held PIMCO California Municipal Income Fund III (PZC) as of Q3 2013, up from 18 in Q2 2013.
  • Funds reported $11.2M of PIMCO California Municipal Income Fund III stock for Q3 2013, down 1.7% quarter-over-quarter.
  • 5 funds opened new PIMCO California Municipal Income Fund III positions in Q3 2013 and 1 closed out, a net change of +4 holders.
  • The largest PIMCO California Municipal Income Fund III buyer in Q3 2013 was Sit Investment Associates, an estimated $409K added.
  • The largest PIMCO California Municipal Income Fund III seller in Q3 2013 was Invesco, an estimated $403K sold.

Based on aggregated 13F filings for Q3 2013.