First Foundation Advisors’s PIMCO California Municipal Income Fund III PZC Stock Holding History

First Foundation Advisors’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-12,884	Closed	-$151K	–	307
2016 Q1	$151K	Sell	12,884 -53,644	-81%	-$643K	0.01%	277
2015 Q4	$793K	Sell	66,528 -881	-1%	-$10K	0.05%	146
2015 Q3	$737K	Sell	67,409 -1,000	-1%	-$10.6K	0.06%	128
2015 Q2	$704K	Sell	68,409 -25,300	-27%	-$271K	0.06%	128
2015 Q1	$1.02M	Sell	93,709 -3,466	-4%	-$38K	0.09%	106
2014 Q4	$1.04M	Sell	97,175 -39,381	-29%	-$414K	0.09%	93
2014 Q3	$1.42M	Sell	136,556 -3,947	-3%	-$41.2K	0.14%	70
2014 Q2	$1.49M	Buy	+140,503	New	+$1.45M	0.16%	60
2014 Q1	–	Sell	-144,397	Closed	-$1.33M	–	215
2013 Q4	$1.33M	Buy	144,397 +55	+0%	+$515	0.18%	54
2013 Q3	$1.35M	Sell	144,342 -14,125	-9%	-$134K	0.21%	52
2013 Q2	$1.61M	Buy	+158,467	New	+$1.7M	0.31%	45

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

HCM

Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return

First Foundation Advisors's PZC Position: Q2 2016 in Review

First Foundation Advisors sold out of PIMCO California Municipal Income Fund III (PZC) in Q2 2016, closing a stake of 12,884 shares — an estimated $151K sold.

First Foundation Advisors first reported a position in PZC in Q2 2013 and held it in 11 quarters. The position peaked at $1.61M in Q2 2013. 18 funds tracked by Wall St. Rank hold PZC as of Q2 2016.

First Foundation Advisors reported no remaining PIMCO California Municipal Income Fund III position as of Q2 2016 after selling out during the quarter.
First Foundation Advisors sold 12,884 PIMCO California Municipal Income Fund III shares in Q2 2016, an estimated $151K.
First Foundation Advisors first reported a position in PIMCO California Municipal Income Fund III in Q2 2013 and held it in 11 quarters.
First Foundation Advisors's PIMCO California Municipal Income Fund III position peaked at $1.61M in Q2 2013.
18 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q2 2016.

Based on First Foundation Advisors's 13F filing for Q2 2016, filed 16 Aug 2016.