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PZC

PIMCO California Municipal Income Fund III

Delisted

PZC was delisted on the 1st of August, 2025.

24 hedge funds and large institutions have $10.4M invested in PIMCO California Municipal Income Fund III in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

9% more funds holding

Funds holding: 2224 (+2)

0.33% less ownership

Funds ownership: 5.53%5.2% (-0.33%)

7% less capital invested

Capital invested by funds: $11.2M → $10.4M (-$808K)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
4
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$3.12M +$581K +61,994 +22%
FFA
2
First Foundation Advisors
California
$1.33M +$515 +55 +0%
SIA
3
Sit Investment Associates
Minnesota
$1.28M
Wells Fargo
4
Wells Fargo
California
$1.26M +$18.1K +1,931 +1%
LPL Financial
5
LPL Financial
California
$742K -$24.3K -2,592 -3%
Morgan Stanley
6
Morgan Stanley
New York
$569K -$119K -12,660 -17%
Invesco
7
Invesco
Georgia
$537K -$768K -82,009 -58%
U
8
UBS
Switzerland
$468K +$318K +33,982 +201%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$178K -$98.8K -10,545 -35%
NPC
10
National Planning Corporation
California
$165K -$78.7K -8,400 -32%
HCM
11
Hollencrest Capital Management
California
$129K +$131K +14,040 New
SG Americas Securities
12
SG Americas Securities
New York
$127K +$130K +13,852 New
VKH
13
Virtu KCG Holdings
New York
$111K +$113K +12,111 New
HK
14
Horizon Kinetics
New York
$110K
BPBT
15
Boston Private Bank & Trust
Massachusetts
$93K
Creative Planning
16
Creative Planning
Kansas
$60K -$515K -55,000 -89%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$50K
AIG
18
American International Group
New York
$18.4K
DADC
19
D.A. Davidson & Co
Montana
$9K +$9.37K +1,000 New
NES
20
New England Securities
New York
$6K
Citigroup
21
Citigroup
New York
$5K
TRCT
22
Tower Research Capital (TRC)
New York
$3K +$3.07K +328 New
Northern Trust
23
Northern Trust
Illinois
$2K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
-$188K -20,000 Closed
FAAS
25
First Allied Advisory Services
California
-$121K -12,500 Closed

PZC Hedge Fund Activity: Q4 2013 in Review

24 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in PIMCO California Municipal Income Fund III (PZC) for Q4 2013, worth a combined $10.4M — down 7.2% from $11.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PZC positions and 3 closed out — a net gain of 2 holders — while 4 added to existing stakes and 7 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $581K. The largest seller was Invesco, cutting an estimated $768K.

  • 24 institutional investors held PIMCO California Municipal Income Fund III (PZC) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $10.4M of PIMCO California Municipal Income Fund III stock for Q4 2013, down 7.2% quarter-over-quarter.
  • 5 funds opened new PIMCO California Municipal Income Fund III positions in Q4 2013 and 3 closed out, a net change of +2 holders.
  • The largest PIMCO California Municipal Income Fund III buyer in Q4 2013 was Guggenheim Capital, an estimated $581K added.
  • The largest PIMCO California Municipal Income Fund III seller in Q4 2013 was Invesco, an estimated $768K sold.

Based on aggregated 13F filings for Q4 2013.