First Allied Advisory Services’s PIMCO California Municipal Income Fund III PZC Stock Holding History

First Allied Advisory Services’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-12,500	Closed	-$121K	–	1033
2013 Q3	$121K	Buy	+12,500	New	+$119K	0.01%	933

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

First Allied Advisory Services's PZC Position: Q4 2013 in Review

First Allied Advisory Services sold out of PIMCO California Municipal Income Fund III (PZC) in Q4 2013, closing a stake of 12,500 shares — an estimated $121K sold.

First Allied Advisory Services first reported a position in PZC in Q3 2013 and held it in 1 quarter. The position peaked at $121K in Q3 2013. 24 funds tracked by Wall St. Rank hold PZC as of Q4 2013.

First Allied Advisory Services reported no remaining PIMCO California Municipal Income Fund III position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 12,500 PIMCO California Municipal Income Fund III shares in Q4 2013, an estimated $121K.
First Allied Advisory Services first reported a position in PIMCO California Municipal Income Fund III in Q3 2013 and held it in 1 quarter.
First Allied Advisory Services's PIMCO California Municipal Income Fund III position peaked at $121K in Q3 2013.
24 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.