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PZC

PIMCO California Municipal Income Fund III

Delisted

PZC was delisted on the 1st of August, 2025.

16 hedge funds and large institutions have $8.77M invested in PIMCO California Municipal Income Fund III in 2014 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

1.21% less ownership

Funds ownership: 5.2%3.99% (-1.2%)

15% less capital invested

Capital invested by funds: $10.4M → $8.77M (-$1.61M)

33% less funds holding

Funds holding: 2416 (-8)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 8

Holders
16
Holders Change
-8
Holders Change %
-33.33%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
5
Reduced
2
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$3.94M +$546K +55,711 +16%
SIA
2
Sit Investment Associates
Minnesota
$1.39M
LPL Financial
3
LPL Financial
California
$804K
U
4
UBS
Switzerland
$748K +$237K +24,210 +48%
Morgan Stanley
5
Morgan Stanley
New York
$652K +$35.3K +3,601 +6%
Wells Fargo
6
Wells Fargo
California
$288K -$1.06M -108,137 -79%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$182K -$10K -1,025 -5%
NPC
8
National Planning Corporation
California
$178K
HCM
9
Hollencrest Capital Management
California
$140K
HK
10
Horizon Kinetics
New York
$119K
BPBT
11
Boston Private Bank & Trust
Massachusetts
$100K
DADC
12
D.A. Davidson & Co
Montana
$79K +$68.6K +7,000 +700%
Creative Planning
13
Creative Planning
Kansas
$65K
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$55K
AIG
15
American International Group
New York
$26.2K +$6.15K +628 +31%
Citigroup
16
Citigroup
New York
$5K
FFA
17
First Foundation Advisors
California
-$1.33M -144,397 Closed
Invesco
18
Invesco
Georgia
-$537K -58,366 Closed
Northern Trust
19
Northern Trust
Illinois
-$2K -18,200 Closed
SG Americas Securities
20
SG Americas Securities
New York
-$127K -13,852 Closed
VKH
21
Virtu KCG Holdings
New York
-$111K -12,111 Closed
NES
22
New England Securities
New York
-$6K -628 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$3K -328 Closed

PZC Hedge Fund Activity: Q1 2014 in Review

16 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in PIMCO California Municipal Income Fund III (PZC) for Q1 2014, worth a combined $8.77M — down 15% from $10.4M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PZC and 0 opened new positions — a net loss of 8 holders — while 2 trimmed existing stakes and 5 added.

The largest buyer was Guggenheim Capital, adding an estimated $546K. The largest seller was First Foundation Advisors, exiting entirely with an estimated $1.33M sold.

  • 16 institutional investors held PIMCO California Municipal Income Fund III (PZC) as of Q1 2014, down from 24 in Q4 2013.
  • Funds reported $8.77M of PIMCO California Municipal Income Fund III stock for Q1 2014, down 15% quarter-over-quarter.
  • 0 funds opened new PIMCO California Municipal Income Fund III positions in Q1 2014 and 8 closed out, a net change of -8 holders.
  • The largest PIMCO California Municipal Income Fund III buyer in Q1 2014 was Guggenheim Capital, an estimated $546K added.
  • The largest PIMCO California Municipal Income Fund III seller in Q1 2014 was First Foundation Advisors, an estimated $1.33M sold.

Based on aggregated 13F filings for Q1 2014.