UBS’s Sprott Focus Trust FUND Stock Holding History

UBS’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$173K	Buy	22,206 +2,520	+13%	+$20.6K	﹤0.01%	5337
2014 Q2	$166K	Buy	19,686 +5,794	+42%	+$46.3K	﹤0.01%	5345
2014 Q1	$109K	Sell	13,892 -5,518	-28%	-$42K	﹤0.01%	5874
2013 Q4	$146K	Buy	19,410 +3,500	+22%	+$25.8K	﹤0.01%	5627
2013 Q3	$114K	Buy	15,910 +414	+3%	+$2.95K	﹤0.01%	5863
2013 Q2	$106K	Buy	+15,496	New	+$107K	﹤0.01%	5841

Other funds holding FUND

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EFS

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's FUND Position: Q3 2014 in Review

UBS increased its Sprott Focus Trust (FUND) stake by 13% in Q3 2014, buying an estimated $20.6K and bringing the position to 22,206 shares worth $173K. The position accounts for ﹤0.01% of the portfolio, ranked #5337.

UBS first reported a position in FUND in Q2 2013 and has held it in 6 quarters since. 30 funds tracked by Wall St. Rank hold FUND as of Q3 2014.

UBS held 22,206 shares of Sprott Focus Trust worth $173K as of Q3 2014.
UBS bought 2,520 Sprott Focus Trust shares in Q3 2014, an estimated $20.6K.
Sprott Focus Trust made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5337 holding.
UBS first reported a position in Sprott Focus Trust in Q2 2013 and has held it in 6 quarters since.
30 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.