UBS Group’s AllianzIM U.S. Equity Buffer10 Nov ETF NVBT Stock Holding History

UBS Group’s Portfolio NVBT Stock Details NVBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.12K	Buy	+115	New	+$4.23K	﹤0.01%	8987
2025 Q4	–	Sell	-2,823	Closed	-$102K	–	10973
2025 Q3	$102K	Sell	2,823 -1,980	-41%	-$69.7K	﹤0.01%	7114
2025 Q2	$165K	Buy	4,803 +2,448	+104%	+$79.3K	﹤0.01%	6848
2025 Q1	$75.1K	Buy	+2,355	New	+$77.3K	﹤0.01%	7268
2024 Q4	–	Sell	-4,817	Closed	-$153K	–	10253
2024 Q3	$153K	Sell	4,817 -3,337	-41%	-$105K	﹤0.01%	6061
2024 Q2	$254K	Buy	8,154 +5,906	+263%	+$181K	﹤0.01%	5505
2024 Q1	$68.4K	Buy	2,248 +526	+31%	+$15.7K	﹤0.01%	6374
2023 Q4	$50.2K	Buy	+1,722	New	+$48.3K	﹤0.01%	6535

Other funds holding NVBT

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

GFG

Grantvest Financial Group Matawan, New Jersey $173M AUM 15.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return

UBS Group's NVBT Position: Q1 2026 in Review

UBS Group opened a new position in AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) in Q1 2026: 115 shares worth $4.12K. The stake represents ﹤0.01% of the portfolio and ranks #8987 among its holdings. This is a return to the name: UBS Group previously reported a position in NVBT as recently as Q3 2025.

UBS Group first reported a position in NVBT in Q4 2023 and has held it in 8 quarters since. The position peaked at $254K in Q2 2024. 27 funds tracked by Wall St. Rank hold NVBT as of Q1 2026.

UBS Group held 115 shares of AllianzIM U.S. Equity Buffer10 Nov ETF worth $4.12K as of Q1 2026.
AllianzIM U.S. Equity Buffer10 Nov ETF was a new UBS Group position in Q1 2026.
AllianzIM U.S. Equity Buffer10 Nov ETF made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #8987 holding.
UBS Group first reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF in Q4 2023 and has held it in 8 quarters since.
UBS Group's AllianzIM U.S. Equity Buffer10 Nov ETF position peaked at $254K in Q2 2024.
27 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Nov ETF as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.