AllianzIM U.S. Equity Buffer10 Nov ETF
NVBT
12 hedge funds and large institutions have $7.63M invested in AllianzIM U.S. Equity Buffer10 Nov ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 1 closing their positions.
600% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 1
100% more funds holding
Funds holding: 6 → 12 (+6)
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
1% less capital invested
Capital invested by funds: $7.67M → $7.63M (-$47K)
18.92% less ownership
Funds ownership: 79.77% → 60.85% (-19%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.56M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$439K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$335K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$199K |
| 5 |
HI
Harbour Investments
Madison,
Wisconsin
|
+$101K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIMU
Allianz Investment Management US
Minneapolis,
Minnesota
|
-$2.6M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$394K |
| 3 |
KPWS
Kestra Private Wealth Services
Austin,
Texas
|
-$359K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Osaic Holdings
Scottsdale,
Arizona
| $2.36M | +$1.56M | +55,598 | +220% |
|
|
AIMU
2
Allianz Investment Management US
Minneapolis,
Minnesota
| $2.08M | -$2.6M | -92,500 | -56% |
|
|
KPWS
3
Kestra Private Wealth Services
Austin,
Texas
| $1.04M | -$359K | -12,805 | -26% |
|
|
AWS
4
Atria Wealth Solutions
New York
| $810K | +$29.4K | +1,049 | +4% |
|
|
OMC
5
Old Mission Capital
Chicago,
Illinois
| $456K | +$439K | +15,645 | New |
|
|
6
Commonwealth Equity Services
Waltham,
Massachusetts
| $348K | +$335K | +11,927 | New |
|
|
7
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $207K | +$199K | +7,085 | New |
|
|
HI
8
Harbour Investments
Madison,
Wisconsin
| $105K | +$101K | +3,586 | New |
|
|
CPA
9
Clear Point Advisors
Melville,
New York
| $102K | +$98.2K | +3,500 | New |
|
|
BBPWM
10
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $58.3K | +$56.1K | +2,000 | New |
|
11
UBS Group
Zurich,
Switzerland
| $50.2K | +$48.3K | +1,722 | New |
|
12
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $10K | – | – | – |
|
|
13
Citadel Advisors
Miami,
Florida
| – | -$394K | -14,335 | Closed |
|
NVBT Hedge Fund Activity: Q4 2023 in Review
12 of the 6,863 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) for Q4 2023, worth a combined $7.63M — down 0.61% from $7.67M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new NVBT positions and 1 closed out — a net gain of 6 holders — while 2 added to existing stakes and 2 trimmed.
The largest buyer was Osaic Holdings, adding an estimated $1.56M. The largest seller was Allianz Investment Management US, cutting an estimated $2.6M.
- 12 institutional investors held AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) as of Q4 2023, up from 6 in Q3 2023.
- Funds reported $7.63M of AllianzIM U.S. Equity Buffer10 Nov ETF stock for Q4 2023, down 0.61% quarter-over-quarter.
- 7 funds opened new AllianzIM U.S. Equity Buffer10 Nov ETF positions in Q4 2023 and 1 closed out, a net change of +6 holders.
- The largest AllianzIM U.S. Equity Buffer10 Nov ETF buyer in Q4 2023 was Osaic Holdings, an estimated $1.56M added.
- The largest AllianzIM U.S. Equity Buffer10 Nov ETF seller in Q4 2023 was Allianz Investment Management US, an estimated $2.6M sold.
Based on aggregated 13F filings for Q4 2023.