Commonwealth Equity Services’s AllianzIM U.S. Equity Buffer10 Nov ETF NVBT Stock Holding History

Commonwealth Equity Services’s Portfolio NVBT Stock Details NVBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.05M	Sell	25,731 -34,341	-57%	-$1.38M	﹤0.01%	2633
2026 Q2	$2.38M	Sell	60,072 -1,089	-2%	-$42.1K	﹤0.01%	1959
2026 Q1	$2.19M	Sell	61,161 -2,623	-4%	-$96.5K	﹤0.01%	1928
2025 Q4	$2.35M	Buy	63,784 +18,720	+42%	+$683K	﹤0.01%	1849
2025 Q3	$1.63M	Sell	45,064 -29,225	-39%	-$1.03M	﹤0.01%	2171
2025 Q2	$2.55M	Buy	74,289 +28,958	+64%	+$938K	﹤0.01%	1807
2025 Q1	$1.44M	Sell	45,331 -8,228	-15%	-$270K	﹤0.01%	2176
2024 Q4	$1.75M	Buy	53,559 +39,811	+290%	+$1.29M	﹤0.01%	1968
2024 Q3	$437K	Buy	13,748 +2,117	+18%	+$66.5K	﹤0.01%	3001
2024 Q2	$362K	Buy	11,631 +1,700	+17%	+$52.1K	﹤0.01%	3124
2024 Q1	$302K	Sell	9,931 -1,996	-17%	-$59.5K	﹤0.01%	3269
2023 Q4	$348K	Buy	+11,927	New	+$335K	﹤0.01%	3036
2023 Q1	–	Sell	-11,467	Closed	-$287K	–	3832
2022 Q4	$287K	Buy	+11,467	New	+$290K	﹤0.01%	2901

Other funds holding NVBT

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return

Grantvest Financial Group Matawan, New Jersey $174M AUM 10.42% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Accurate Wealth Management Wesley Chapel, Florida $1.16B AUM 24.67% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $840M AUM 13.7% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Creative Financial Designs Kokomo, Indiana $2.22B AUM 15.38% 1-Year Est. Return

Commonwealth Equity Services's NVBT Position: Q3 2026 in Review

Commonwealth Equity Services reduced its AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) stake by 57% in Q3 2026, selling an estimated $1.38M and leaving 25,731 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #2633.

Commonwealth Equity Services first reported a position in NVBT in Q4 2022 and has held it in 13 quarters since. The position peaked at $2.55M in Q2 2025. 13 funds tracked by Wall St. Rank hold NVBT as of Q3 2026.

Commonwealth Equity Services held 25,731 shares of AllianzIM U.S. Equity Buffer10 Nov ETF worth $1.05M as of Q3 2026.
Commonwealth Equity Services sold 34,341 AllianzIM U.S. Equity Buffer10 Nov ETF shares in Q3 2026, an estimated $1.38M.
AllianzIM U.S. Equity Buffer10 Nov ETF made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q3 2026, its #2633 holding.
Commonwealth Equity Services first reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF in Q4 2022 and has held it in 13 quarters since.
Commonwealth Equity Services's AllianzIM U.S. Equity Buffer10 Nov ETF position peaked at $2.55M in Q2 2025.
13 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Nov ETF as of Q3 2026.

Based on Commonwealth Equity Services's 13F filing for Q3 2026, filed 2 Nov 2026.