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AllianzIM U.S. Equity Buffer10 Nov ETF

22 hedge funds and large institutions have $20.5M invested in AllianzIM U.S. Equity Buffer10 Nov ETF in 2025 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 2 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 2

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

46% more capital invested

Capital invested by funds: $14.1M → $20.5M (+$6.44M)

16% more funds holding

Funds holding: 1922 (+3)

13.78% more ownership

Funds ownership: 55.83%69.61% (+14%)

Holders
22
Holders Change
+3
Holders Change %
+15.79%
% of All Funds
0.27%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
2
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.38M +$2.6M +71,233 +349%
Osaic Holdings
2
Osaic Holdings
Arizona
$2.72M +$838K +22,987 +45%
Raymond James Financial
3
Raymond James Financial
Florida
$2.52M +$1.49M +40,920 +149%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.35M +$683K +18,720 +42%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.44M +$723K +19,814 +102%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.2M +$118K +3,239 +11%
Lido Advisors
7
Lido Advisors
California
$992K +$982K +26,915 New
Citadel Advisors
8
Citadel Advisors
Florida
$785K +$777K +21,315 New
GFG
9
Grantvest Financial Group
New Jersey
$727K +$194K +5,323 +37%
KPWS
10
Kestra Private Wealth Services
Texas
$725K
HI
11
Harbour Investments
Wisconsin
$712K +$554K +15,202 +370%
CIA
12
Concurrent Investment Advisors
Florida
$544K +$538K +14,752 New
KAS
13
Kestra Advisory Services
Texas
$413K -$1.41M -38,618 -77%
JSA
14
Jim Saulnier & Associates
Colorado
$396K
AWM
15
Accurate Wealth Management
Florida
$335K +$328K +9,002 New
NF
16
Nvest Financial
New Hampshire
$333K +$330K +9,037 New
SA
17
Sanctuary Advisors
Indiana
$328K +$324K +8,895 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$212K +$210K +5,754 New
A
19
Allianz
Germany
$184K +$182K +5,000 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$177K +$3.14K +86 +2%
SWM
21
Spire Wealth Management
Virginia
$42.9K
CFD
22
Creative Financial Designs
Indiana
$9.88K -$328 -9 -3%
OMC
23
Old Mission Capital
Illinois
-$1.73M -47,928 Closed
HF
24
HRT Financial
New York
-$1.19M -32,895 Closed
AIMU
25
Allianz Investment Management US
Minnesota
-$181K -5,000 Closed

NVBT Hedge Fund Activity: Q4 2025 in Review

22 of the 8,238 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) for Q4 2025, worth a combined $20.5M — up 46% from $14.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NVBT positions and 5 closed out — a net gain of 3 holders — while 9 added to existing stakes and 2 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.6M. The largest seller was Old Mission Capital, exiting entirely with an estimated $1.73M sold.

  • 22 institutional investors held AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) as of Q4 2025, up from 19 in Q3 2025.
  • Funds reported $20.5M of AllianzIM U.S. Equity Buffer10 Nov ETF stock for Q4 2025, up 46% quarter-over-quarter.
  • 8 funds opened new AllianzIM U.S. Equity Buffer10 Nov ETF positions in Q4 2025 and 5 closed out, a net change of +3 holders.
  • The largest AllianzIM U.S. Equity Buffer10 Nov ETF buyer in Q4 2025 was LPL Financial, an estimated $2.6M added.
  • The largest AllianzIM U.S. Equity Buffer10 Nov ETF seller in Q4 2025 was Old Mission Capital, an estimated $1.73M sold.

Based on aggregated 13F filings for Q4 2025.