LPL Financial’s AllianzIM U.S. Equity Buffer10 Nov ETF NVBT Stock Holding History

LPL Financial’s Portfolio NVBT Stock Details NVBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$2.69M	Sell	66,215 -2,535	-4%	-$102K	﹤0.01%	3474
2026 Q2	$2.72M	Sell	68,750 -14,297	-17%	-$553K	﹤0.01%	3411
2026 Q1	$2.97M	Sell	83,047 -8,582	-9%	-$316K	﹤0.01%	3136
2025 Q4	$3.38M	Buy	91,629 +71,233	+349%	+$2.6M	﹤0.01%	2894
2025 Q3	$737K	Buy	20,396 +5,341	+35%	+$188K	﹤0.01%	4301
2025 Q2	$517K	Buy	+15,055	New	+$488K	﹤0.01%	4361
2025 Q1	–	Sell	-9,159	Closed	-$299K	–	5464
2024 Q4	$299K	Hold	9,159	–	–	﹤0.01%	4526
2024 Q3	$291K	Buy	+9,159	New	+$288K	﹤0.01%	4455

Other funds holding NVBT

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return

Grantvest Financial Group Matawan, New Jersey $174M AUM 10.42% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Accurate Wealth Management Wesley Chapel, Florida $1.16B AUM 24.67% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.75B AUM 16.25% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $840M AUM 13.7% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Creative Financial Designs Kokomo, Indiana $2.22B AUM 15.38% 1-Year Est. Return

LPL Financial's NVBT Position: Q3 2026 in Review

LPL Financial reduced its AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) stake by 3.7% in Q3 2026, selling an estimated $102K and leaving 66,215 shares worth $2.69M. The position accounts for ﹤0.01% of the portfolio, ranked #3474.

LPL Financial first reported a position in NVBT in Q3 2024 and has held it in 8 quarters since. The position peaked at $3.38M in Q4 2025. 13 funds tracked by Wall St. Rank hold NVBT as of Q3 2026.

LPL Financial held 66,215 shares of AllianzIM U.S. Equity Buffer10 Nov ETF worth $2.69M as of Q3 2026.
LPL Financial sold 2,535 AllianzIM U.S. Equity Buffer10 Nov ETF shares in Q3 2026, an estimated $102K.
AllianzIM U.S. Equity Buffer10 Nov ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #3474 holding.
LPL Financial first reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF in Q3 2024 and has held it in 8 quarters since.
LPL Financial's AllianzIM U.S. Equity Buffer10 Nov ETF position peaked at $3.38M in Q4 2025.
13 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Nov ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.