LPL Financial’s AllianzIM U.S. Equity Buffer10 Nov ETF NVBT Stock Holding History

LPL Financial’s Portfolio NVBT Stock Details NVBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.72M	Sell	68,750 -14,297	-17%	-$553K	﹤0.01%	3411
2026 Q1	$2.97M	Sell	83,047 -8,582	-9%	-$316K	﹤0.01%	3136
2025 Q4	$3.38M	Buy	91,629 +71,233	+349%	+$2.6M	﹤0.01%	2894
2025 Q3	$737K	Buy	20,396 +5,341	+35%	+$188K	﹤0.01%	4301
2025 Q2	$517K	Buy	+15,055	New	+$488K	﹤0.01%	4361
2025 Q1	–	Sell	-9,159	Closed	-$299K	–	5464
2024 Q4	$299K	Hold	9,159	–	–	﹤0.01%	4526
2024 Q3	$291K	Buy	+9,159	New	+$288K	﹤0.01%	4455

Other funds holding NVBT

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

GFG

Grantvest Financial Group Matawan, New Jersey $173M AUM 15.36% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

IAAG

Innovative Asset Advisors Group Shelton, Connecticut $229M AUM

Nvest Financial Portsmouth, New Hampshire $316M AUM 29.79% 1-Year Est. Return

AWM

Accurate Wealth Management Wesley Chapel, Florida $1.05B AUM 30.92% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

LPL Financial's NVBT Position: Q2 2026 in Review

LPL Financial reduced its AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) stake by 17% in Q2 2026, selling an estimated $553K and leaving 68,750 shares worth $2.72M. The position accounts for ﹤0.01% of the portfolio, ranked #3411.

LPL Financial first reported a position in NVBT in Q3 2024 and has held it in 7 quarters since. The position peaked at $3.38M in Q4 2025. 15 funds tracked by Wall St. Rank hold NVBT as of Q2 2026.

LPL Financial held 68,750 shares of AllianzIM U.S. Equity Buffer10 Nov ETF worth $2.72M as of Q2 2026.
LPL Financial sold 14,297 AllianzIM U.S. Equity Buffer10 Nov ETF shares in Q2 2026, an estimated $553K.
AllianzIM U.S. Equity Buffer10 Nov ETF made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #3411 holding.
LPL Financial first reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF in Q3 2024 and has held it in 7 quarters since.
LPL Financial's AllianzIM U.S. Equity Buffer10 Nov ETF position peaked at $3.38M in Q4 2025.
15 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Nov ETF as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.