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AllianzIM U.S. Equity Buffer10 Nov ETF

27 hedge funds and large institutions have $20.9M invested in AllianzIM U.S. Equity Buffer10 Nov ETF in 2026 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more funds holding

Funds holding: 2227 (+5)

3.21% more ownership

Funds ownership: 69.61%72.82% (+3.2%)

2% more capital invested

Capital invested by funds: $20.5M → $20.9M (+$341K)

50% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 10

Holders
27
Holders Change
+5
Holders Change %
+22.73%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
5
Reduced
10
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$4.03M +$1.63M +44,209 +65%
LPL Financial
2
LPL Financial
California
$2.97M -$316K -8,582 -9%
Osaic Holdings
3
Osaic Holdings
Arizona
$2.48M -$170K -4,613 -6%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.19M -$96.5K -2,623 -4%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.38M -$24.5K -667 -2%
Lido Advisors
6
Lido Advisors
California
$964K
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$867K -$305K -8,290 -25%
GFG
8
Grantvest Financial Group
New Jersey
$706K
Citadel Advisors
9
Citadel Advisors
Florida
$706K -$59.1K -1,605 -8%
KPWS
10
Kestra Private Wealth Services
Texas
$694K -$11.1K -301 -2%
KAS
11
Kestra Advisory Services
Texas
$663K +$269K +7,296 +65%
CIA
12
Concurrent Investment Advisors
Florida
$528K
HI
13
Harbour Investments
Wisconsin
$421K -$278K -7,546 -39%
SA
14
Sanctuary Advisors
Indiana
$371K +$54.3K +1,475 +17%
AWM
15
Accurate Wealth Management
Florida
$343K +$10.6K +288 +3%
CF
16
Centaurus Financial
California
$342K +$351K +9,541 New
NF
17
Nvest Financial
New Hampshire
$283K -$41.4K -1,125 -12%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$262K +$58.1K +1,578 +27%
JSA
19
Jim Saulnier & Associates
Colorado
$223K -$166K -4,508 -42%
A
20
Allianz
Germany
$179K
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$172K
SWM
22
Spire Wealth Management
Virginia
$41.6K
S
23
SignatureFD
Georgia
$32.2K +$33.1K +900 New
CFD
24
Creative Financial Designs
Indiana
$9.59K
UBS Group
25
UBS Group
Switzerland
$4.12K +$4.23K +115 New

NVBT Hedge Fund Activity: Q1 2026 in Review

27 of the 8,130 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) for Q1 2026, worth a combined $20.9M — up 1.7% from $20.5M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NVBT positions and 0 closed out — a net gain of 5 holders — while 5 added to existing stakes and 10 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $1.63M. The largest seller was LPL Financial, cutting an estimated $316K.

  • 27 institutional investors held AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) as of Q1 2026, up from 22 in Q4 2025.
  • Funds reported $20.9M of AllianzIM U.S. Equity Buffer10 Nov ETF stock for Q1 2026, up 1.7% quarter-over-quarter.
  • 5 funds opened new AllianzIM U.S. Equity Buffer10 Nov ETF positions in Q1 2026 and 0 closed out, a net change of +5 holders.
  • The largest AllianzIM U.S. Equity Buffer10 Nov ETF buyer in Q1 2026 was Raymond James Financial, an estimated $1.63M added.
  • The largest AllianzIM U.S. Equity Buffer10 Nov ETF seller in Q1 2026 was LPL Financial, an estimated $316K sold.

Based on aggregated 13F filings for Q1 2026.