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AllianzIM U.S. Equity Buffer10 Nov ETF

19 hedge funds and large institutions have $14.1M invested in AllianzIM U.S. Equity Buffer10 Nov ETF in 2025 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% less funds holding

Funds holding: 2319 (-4)

31.89% less ownership

Funds ownership: 87.72%55.83% (-32%)

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

59% less capital invested

Capital invested by funds: $34.6M → $14.1M (-$20.5M)

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
19
Holders Change
-4
Holders Change %
-17.39%
% of All Funds
0.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
1
Kestra Advisory Services
Texas
$1.8M -$22.2M -628,925 -93%
Osaic Holdings
2
Osaic Holdings
Arizona
$1.8M -$78.4K -2,227 -4%
OMC
3
Old Mission Capital
Illinois
$1.73M +$1.2M +34,047 +245%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.63M -$1.03M -29,225 -39%
HF
5
HRT Financial
New York
$1.19M +$1.16M +32,895 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.06M +$568K +16,132 +123%
Raymond James Financial
7
Raymond James Financial
Florida
$994K +$195K +5,529 +25%
LPL Financial
8
LPL Financial
California
$737K +$188K +5,341 +35%
KPWS
9
Kestra Private Wealth Services
Texas
$711K -$15.5K -441 -2%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$701K +$188K +5,331 +38%
GFG
11
Grantvest Financial Group
New Jersey
$520K -$10K -285 -2%
JSA
12
Jim Saulnier & Associates
Colorado
$388K
AIMU
13
Allianz Investment Management US
Minnesota
$181K
Barclays
14
Barclays
United Kingdom
$175K -$24.2K -686 -12%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$171K -$7.5K -213 -4%
HI
16
Harbour Investments
Wisconsin
$149K -$84.5K -2,399 -37%
UBS Group
17
UBS Group
Switzerland
$102K -$69.7K -1,980 -41%
SWM
18
Spire Wealth Management
Virginia
$42K
CFD
19
Creative Financial Designs
Indiana
$10K
CPRC
20
Consolidated Portfolio Review Corp
New York
-$483K -14,078 Closed
MAWAG
21
Mid-American Wealth Advisory Group
Missouri
-$309K -9,004 Closed
Citadel Advisors
22
Citadel Advisors
Florida
-$275K -8,014 Closed
AWM
23
AE Wealth Management
Kansas
-$10.8K -315 Closed

NVBT Hedge Fund Activity: Q3 2025 in Review

19 of the 7,625 institutional investors tracked by Wall St. Rank reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) for Q3 2025, worth a combined $14.1M — down 59% from $34.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of NVBT and 1 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Old Mission Capital, adding an estimated $1.2M. The largest seller was Kestra Advisory Services, cutting an estimated $22.2M.

  • 19 institutional investors held AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) as of Q3 2025, down from 23 in Q2 2025.
  • Funds reported $14.1M of AllianzIM U.S. Equity Buffer10 Nov ETF stock for Q3 2025, down 59% quarter-over-quarter.
  • 1 fund opened new AllianzIM U.S. Equity Buffer10 Nov ETF positions in Q3 2025 and 4 closed out, a net change of -3 holders.
  • The largest AllianzIM U.S. Equity Buffer10 Nov ETF buyer in Q3 2025 was Old Mission Capital, an estimated $1.2M added.
  • The largest AllianzIM U.S. Equity Buffer10 Nov ETF seller in Q3 2025 was Kestra Advisory Services, an estimated $22.2M sold.

Based on aggregated 13F filings for Q3 2025.