Cetera Investment Advisers’s AllianzIM U.S. Equity Buffer10 Nov ETF NVBT Stock Holding History

Cetera Investment Advisers’s Portfolio NVBT Stock Details NVBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.38M	Sell	38,541 -667	-2%	-$24.5K	﹤0.01%	2624
2025 Q4	$1.44M	Buy	39,208 +19,814	+102%	+$723K	﹤0.01%	2505
2025 Q3	$701K	Buy	19,394 +5,331	+38%	+$188K	﹤0.01%	3094
2025 Q2	$483K	Sell	14,063 -2,546	-15%	-$82.5K	﹤0.01%	2997
2025 Q1	$529K	Buy	16,609 +2,484	+18%	+$81.5K	﹤0.01%	2794
2024 Q4	$461K	Buy	+14,125	New	+$459K	﹤0.01%	2744

Other funds holding NVBT

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

GFG

Grantvest Financial Group Matawan, New Jersey $173M AUM 15.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cetera Investment Advisers's NVBT Position: Q1 2026 in Review

Cetera Investment Advisers reduced its AllianzIM U.S. Equity Buffer10 Nov ETF (NVBT) stake by 1.7% in Q1 2026, selling an estimated $24.5K and leaving 38,541 shares worth $1.38M. The position accounts for ﹤0.01% of the portfolio, ranked #2624.

Cetera Investment Advisers first reported a position in NVBT in Q4 2024 and has held it in 6 quarters since. The position peaked at $1.44M in Q4 2025. 27 funds tracked by Wall St. Rank hold NVBT as of Q1 2026.

Cetera Investment Advisers held 38,541 shares of AllianzIM U.S. Equity Buffer10 Nov ETF worth $1.38M as of Q1 2026.
Cetera Investment Advisers sold 667 AllianzIM U.S. Equity Buffer10 Nov ETF shares in Q1 2026, an estimated $24.5K.
AllianzIM U.S. Equity Buffer10 Nov ETF made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #2624 holding.
Cetera Investment Advisers first reported a position in AllianzIM U.S. Equity Buffer10 Nov ETF in Q4 2024 and has held it in 6 quarters since.
Cetera Investment Advisers's AllianzIM U.S. Equity Buffer10 Nov ETF position peaked at $1.44M in Q4 2025.
27 funds tracked by Wall St. Rank held AllianzIM U.S. Equity Buffer10 Nov ETF as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.