Transform Wealth’s WisdomTree US SmallCap Dividend Fund DES Stock Holding History

Transform Wealth’s Portfolio DES Stock Details DES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-10,185	Closed	-$279K	–	220
2018 Q1	$279K	Hold	10,185	–	–	0.05%	207
2017 Q4	$296K	Sell	10,185 -450	-4%	-$12.8K	0.05%	217
2017 Q3	$298K	Hold	10,635	–	–	0.1%	183
2017 Q2	$285K	Sell	10,635 -180	-2%	-$4.83K	0.32%	55
2017 Q1	$291K	Sell	10,815 -1,200	-10%	-$32.5K	0.11%	181
2016 Q4	$331K	Sell	12,015 -5,850	-33%	-$151K	0.13%	171
2016 Q3	$448K	Hold	17,865	–	–	0.19%	147
2016 Q2	$427K	Buy	+17,865	New	+$415K	0.18%	152

Other funds holding DES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PFM

Parsec Financial Management Asheville, North Carolina $2.37B AUM 4.66% 1-Year Est. Return

Transform Wealth's DES Position: Q2 2018 in Review

Transform Wealth sold out of WisdomTree US SmallCap Dividend Fund (DES) in Q2 2018, closing a stake of 10,185 shares — an estimated $279K sold.

Transform Wealth first reported a position in DES in Q2 2016 and held it in 8 quarters. The position peaked at $448K in Q3 2016. 235 funds tracked by Wall St. Rank hold DES as of Q2 2018.

Transform Wealth reported no remaining WisdomTree US SmallCap Dividend Fund position as of Q2 2018 after selling out during the quarter.
Transform Wealth sold 10,185 WisdomTree US SmallCap Dividend Fund shares in Q2 2018, an estimated $279K.
Transform Wealth first reported a position in WisdomTree US SmallCap Dividend Fund in Q2 2016 and held it in 8 quarters.
Transform Wealth's WisdomTree US SmallCap Dividend Fund position peaked at $448K in Q3 2016.
235 funds tracked by Wall St. Rank held WisdomTree US SmallCap Dividend Fund as of Q2 2018.

Based on Transform Wealth's 13F filing for Q2 2018, filed 3 Aug 2018.