Thompson Davis & Co’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Thompson Davis & Co’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-2,184	Closed	-$17K	–	1028
2017 Q3	$17K	Hold	2,184	–	–	0.03%	530
2017 Q2	$17K	Buy	2,184 +79	+4%	+$587	0.03%	523
2017 Q1	$15K	Sell	2,105 -109	-5%	-$847	0.02%	590
2016 Q4	$17K	Hold	2,214	–	–	0.03%	550
2016 Q3	$15K	Hold	2,214	–	–	0.03%	561
2016 Q2	$13K	Hold	2,214	–	–	0.02%	580
2016 Q1	$13K	Hold	2,214	–	–	0.02%	588
2015 Q4	$17K	Hold	2,214	–	–	0.02%	511
2015 Q3	$17K	Buy	2,214 +457	+26%	+$3.84K	0.02%	515
2015 Q2	$16K	Hold	1,757	–	–	0.02%	610
2015 Q1	$14K	Hold	1,757	–	–	0.02%	650
2014 Q4	$13K	Hold	1,757	–	–	0.02%	669
2014 Q3	$14K	Buy	+1,757	New	+$14.4K	0.02%	584

Other funds holding SMFG

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Thompson Davis & Co's SMFG Position: Q4 2017 in Review

Thompson Davis & Co sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q4 2017, closing a stake of 2,184 shares — an estimated $17K sold.

Thompson Davis & Co first reported a position in SMFG in Q3 2014 and held it in 13 quarters. The position peaked at $17K in Q3 2017. 229 funds tracked by Wall St. Rank hold SMFG as of Q4 2017.

Thompson Davis & Co reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q4 2017 after selling out during the quarter.
Thompson Davis & Co sold 2,184 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q4 2017, an estimated $17K.
Thompson Davis & Co first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q3 2014 and held it in 13 quarters.
Thompson Davis & Co's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $17K in Q3 2017.
229 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q4 2017.

Based on Thompson Davis & Co's 13F filing for Q4 2017, filed 5 Feb 2018.