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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$13.2M
Cap. Flow
+$6.07M
Cap. Flow %
2.05%
Top 10 Hldgs %
42.44%
Holding
102
New
12
Increased
40
Reduced
36
Closed
1

Top Buys

Rank Stock Value
1
CTA icon
Simplify Managed Futures Strategy ETF
CTA
+$5.41M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$4.41M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.25M
4
PICK icon
iShares MSCI Global Metals & Mining Producers ETF
PICK
+$2.22M
5
GLD icon
SPDR Gold Trust
GLD
+$1.77M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.08M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.94M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.76M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.91M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 0.58%
2 Technology 0.46%
3 Communication Services 0.37%
4 Financials 0.29%
5 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
101
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$204K 0.07%
1,464
– –
STIP icon
102
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-6,017
Closed -$622K
1 2 3 4
5

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FFL
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ONPI
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SIIL
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AFS
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MAM
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Theory Financial's Q4 2025 Portfolio in Review

As of Q4 2025, Theory Financial held 102 positions worth $297M, up 4.6% from $284M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2025 filing shows 12 new, 40 increased, 36 reduced and 1 closed positions. Its largest new stake was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Healthcare at 0.58% of assets, up from 0.26% a quarter earlier, followed by Technology and Communication Services.

  • Theory Financial's largest Q4 2025 buy was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M.
  • Theory Financial added most to SPDR Gold Trust in Q4 2025, an estimated $1.77M increase.
  • Theory Financial's biggest Q4 2025 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $3.08M.
  • Theory Financial fully exited iShares 0-5 Year TIPS Bond ETF in Q4 2025, selling an estimated $622K.
  • Theory Financial's ten largest holdings make up 42% of its $297M portfolio in Q4 2025.
  • Theory Financial opened 12 new positions and closed 1 in Q4 2025.
  • Theory Financial's portfolio value rose 4.6% quarter-over-quarter to $297M.

Based on Theory Financial's 13F filing for Q4 2025, filed 10 Feb 2026.