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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$13.2M
Cap. Flow
+$6.07M
Cap. Flow %
2.05%
Top 10 Hldgs %
42.44%
Holding
102
New
12
Increased
40
Reduced
36
Closed
1

Top Buys

Rank Stock Value
1
CTA icon
Simplify Managed Futures Strategy ETF
CTA
+$5.41M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$4.41M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.25M
4
PICK icon
iShares MSCI Global Metals & Mining Producers ETF
PICK
+$2.22M
5
GLD icon
SPDR Gold Trust
GLD
+$1.77M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.08M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.94M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.76M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.91M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 0.58%
2 Technology 0.46%
3 Communication Services 0.37%
4 Financials 0.29%
5 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOVT icon
76
iShares US Treasury Bond ETF
GOVT
$43.7B
$417K 0.14%
18,087
+1,822
+11% +$42.2K
IAU icon
77
iShares Gold Trust
IAU
$63.8B
$403K 0.14%
4,234
+57
+1% +$4.46K
CVX icon
78
Chevron
CVX
$383B
$403K 0.14%
2,403
-82
-3% -$12.5K
TLT icon
79
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$386K 0.13%
+4,374
New +$391K
XLP icon
80
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$373K 0.13%
4,505
-39,468
-90% -$3.08M
IYW icon
81
iShares US Technology ETF
IYW
$23.5B
$371K 0.12%
1,842
+69
+4% +$13.8K
SYSB
82
iShares Systematic Bond ETF
SYSB
$1.16B
$344K 0.12%
+3,817
New +$344K
IWS icon
83
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$340K 0.11%
2,293
– –
QUS icon
84
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.53B
$338K 0.11%
1,899
-9,962
-84% -$1.72M
MSFT icon
85
Microsoft
MSFT
$3.35T
$335K 0.11%
712
+125
+21% +$62.6K
EFG icon
86
iShares MSCI EAFE Growth ETF
EFG
$16.7B
$327K 0.11%
2,720
-130
-5% -$14.9K
IVLU icon
87
iShares MSCI Intl Value Factor ETF
IVLU
$4.44B
$323K 0.11%
8,051
-82
-1% -$3K
EVUS icon
88
iShares ESG Aware MSCI USA Value ETF
EVUS
$364M
$320K 0.11%
+9,648
New +$305K
JPM icon
89
JPMorgan Chase
JPM
$933B
$283K 0.1%
939
+4
+0.4% +$1.24K
AVGO icon
90
Broadcom
AVGO
$1.85T
$277K 0.09%
854
-24
-3% -$8.58K
LLY icon
91
Eli Lilly
LLY
$1.03T
$262K 0.09%
247
-8
-3% -$7.65K
VOE icon
92
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$260K 0.09%
1,406
– –
VEA icon
93
Vanguard FTSE Developed Markets ETF
VEA
$230B
$260K 0.09%
3,937
– –
EXAS
94
DELISTED
Exact Sciences
EXAS
$256K 0.09%
2,498
-2,509
-50% -$201K
NVDA icon
95
NVIDIA
NVDA
$4.72T
$245K 0.08%
+1,313
New +$244K
QQQ icon
96
Invesco QQQ Trust
QQQ
$450B
$223K 0.08%
356
– –
META icon
97
Meta Platforms (Facebook)
META
$1.37T
$215K 0.07%
+320
New +$214K
FGDL icon
98
Franklin Responsibly Sourced Gold ETF
FGDL
$451M
$213K 0.07%
+3,160
New +$175K
GOOG icon
99
Alphabet (Google) Class C
GOOG
$4.08T
$209K 0.07%
627
-180
-22% -$51.6K
ABBV icon
100
AbbVie
ABBV
$455B
$208K 0.07%
944
– –
1 2 3
4
5

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Theory Financial's Q4 2025 Portfolio in Review

As of Q4 2025, Theory Financial held 102 positions worth $297M, up 4.6% from $284M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2025 filing shows 12 new, 40 increased, 36 reduced and 1 closed positions. Its largest new stake was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Healthcare at 0.58% of assets, up from 0.26% a quarter earlier, followed by Technology and Communication Services.

  • Theory Financial's largest Q4 2025 buy was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M.
  • Theory Financial added most to SPDR Gold Trust in Q4 2025, an estimated $1.77M increase.
  • Theory Financial's biggest Q4 2025 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $3.08M.
  • Theory Financial fully exited iShares 0-5 Year TIPS Bond ETF in Q4 2025, selling an estimated $622K.
  • Theory Financial's ten largest holdings make up 42% of its $297M portfolio in Q4 2025.
  • Theory Financial opened 12 new positions and closed 1 in Q4 2025.
  • Theory Financial's portfolio value rose 4.6% quarter-over-quarter to $297M.

Based on Theory Financial's 13F filing for Q4 2025, filed 10 Feb 2026.