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Theory Financial Portfolio holdings

AUM $285M
1-Year Est. Return 14.75%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+14.75%
3 Year Est. Return
+40.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$297M
AUM Growth
+$13.2M
Cap. Flow
+$6.07M
Cap. Flow %
2.05%
Top 10 Hldgs %
42.44%
Holding
102
New
12
Increased
40
Reduced
36
Closed
1

Top Buys

Rank Stock Value
1
CTA icon
Simplify Managed Futures Strategy ETF
CTA
+$5.41M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$4.41M
3
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.25M
4
PICK icon
iShares MSCI Global Metals & Mining Producers ETF
PICK
+$2.22M
5
GLD icon
SPDR Gold Trust
GLD
+$1.77M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.08M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.94M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$2.76M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.91M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.74M

Sector Composition

Rank Sector Weight
1 Healthcare 0.58%
2 Technology 0.46%
3 Communication Services 0.37%
4 Financials 0.29%
5 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XTEN icon
26
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
$1.05B
$3.97M 1.34%
85,604
-442
-0.5% -$20.7K
IUSB icon
27
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$3.96M 1.33%
84,657
+8,250
+11% +$386K
VBR icon
28
Vanguard Small-Cap Value ETF
VBR
$37.7B
$3.89M 1.31%
17,327
-1,313
-7% -$275K
XSMO icon
29
Invesco S&P SmallCap Momentum ETF
XSMO
$3.01B
$3.67M 1.24%
47,708
-3,417
-7% -$249K
RZV icon
30
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$296M
$3.64M 1.23%
28,319
-3,069
-10% -$363K
IEMG icon
31
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$3.62M 1.22%
49,824
+858
+2% +$57.6K
NLR icon
32
VanEck Uranium + Nuclear Energy ETF
NLR
$3.8B
$3.26M 1.1%
21,934
+2,454
+13% +$337K
EPI icon
33
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$3.12M 1.05%
70,557
-9,212
-12% -$422K
PICK icon
34
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
$2.8M 0.94%
+46,922
New +$2.22M
VTEB icon
35
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$2.55M 0.86%
50,438
+2,864
+6% +$144K
BINC icon
36
BlackRock Flexible Income ETF
BINC
$16.1B
$2.53M 0.85%
47,672
+2,330
+5% +$124K
THRO
37
iShares U.S. Thematic Rotation Active ETF
THRO
$6.34B
$2.45M 0.83%
62,697
+1,310
+2% +$50.1K
PDBC icon
38
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$2.4M 0.81%
+166,475
New +$2.25M
FCTE
39
SMI 3Fourteen Full-Cycle Trend ETF
FCTE
$238M
$2.39M 0.81%
88,649
-45,702
-34% -$1.15M
MUB icon
40
iShares National Muni Bond ETF
MUB
$45.3B
$2.39M 0.8%
22,157
+2,870
+15% +$307K
BAI
41
iShares A.I. Innovation and Tech Active ETF
BAI
$12.1B
$2.36M 0.79%
68,212
+4,880
+8% +$169K
BTC
42
Grayscale Bitcoin Mini Trust ETF
BTC
$3.38B
$2.31M 0.78%
59,542
-4,803
-7% -$213K
SPMO icon
43
Invesco S&P 500 Momentum ETF
SPMO
$20.4B
$2.18M 0.74%
18,386
+7,737
+73% +$927K
GLDM icon
44
SPDR Gold MiniShares Trust
GLDM
$27.4B
$1.99M 0.67%
19,853
-1,145
-5% -$94.1K
IAGG icon
45
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$1.94M 0.65%
38,657
+1,520
+4% +$78.2K
VTV icon
46
Vanguard Value ETF
VTV
$190B
$1.91M 0.64%
9,630
-2,341
-20% -$440K
IVV icon
47
iShares Core S&P 500 ETF
IVV
$871B
$1.88M 0.63%
2,705
+49
+2% +$33.3K
VGIT icon
48
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$1.87M 0.63%
31,269
-15,676
-33% -$943K
AVEM icon
49
Avantis Emerging Markets Equity ETF
AVEM
$24.9B
$1.79M 0.6%
21,561
+9,905
+85% +$758K
SPEM icon
50
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.32M 0.44%
+26,595
New +$1.25M
1
2
3 4 5

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ONPI
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AFS
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Theory Financial's Q4 2025 Portfolio in Review

As of Q4 2025, Theory Financial held 102 positions worth $297M, up 4.6% from $284M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Theory Financial's Q4 2025 filing shows 12 new, 40 increased, 36 reduced and 1 closed positions. Its largest new stake was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M. The largest sale was State Street Consumer Staples Select Sector SPDR ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Healthcare at 0.58% of assets, up from 0.26% a quarter earlier, followed by Technology and Communication Services.

  • Theory Financial's largest Q4 2025 buy was Simplify Managed Futures Strategy ETF: 197,148 shares worth $5.62M.
  • Theory Financial added most to SPDR Gold Trust in Q4 2025, an estimated $1.77M increase.
  • Theory Financial's biggest Q4 2025 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $3.08M.
  • Theory Financial fully exited iShares 0-5 Year TIPS Bond ETF in Q4 2025, selling an estimated $622K.
  • Theory Financial's ten largest holdings make up 42% of its $297M portfolio in Q4 2025.
  • Theory Financial opened 12 new positions and closed 1 in Q4 2025.
  • Theory Financial's portfolio value rose 4.6% quarter-over-quarter to $297M.

Based on Theory Financial's 13F filing for Q4 2025, filed 10 Feb 2026.