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Theory Financial Portfolio holdings
AUM
$314M
Turnover
9.43%
1-Year Est. Return
13.8%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+13.8%
3 Year Est. Return
+58.29%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$314M
AUM Growth
-$2.94M
(-0.93%)
Cap. Flow
+$2.69M
Cap. Flow % of AUM
Cap. Flow %
0.86%
Top 10 Holdings %
Top 10 Hldgs %
37.41%
Holding
106
New
7
Increased
36
Reduced
47
Closed
3
Avg Time Held
2.1
years
Top 10 Avg Time Held
1.5
years
Top 20 Avg Time Held
1.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$8.71M |
| 2 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$7.15M |
| 3 |
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
|
+$5.01M |
| 4 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$4.69M |
| 5 |
iShares MSCI ACWI ex US ETF
ACWX
|
+$3.33M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Communication Services Select Sector SPDR ETF
XLC
|
+$12M |
| 2 |
Simplify Managed Futures Strategy ETF
CTA
|
+$5.25M |
| 3 |
SPDR Gold Trust
GLD
|
+$4.46M |
| 4 |
Vanguard Information Technology ETF
VGT
|
+$2.69M |
| 5 |
FundStrat Granny Shots US Large Cap ETF
GRNY
|
+$2.41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 98.04% |
| 2 | Technology | 0.51% |
| 3 | Healthcare | 0.47% |
| 4 | Financials | 0.31% |
| 5 | Energy | 0.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
26
State Street Energy Select Sector SPDR ETF
XLE
$42.6B
| $4.76M | 1.51% |
+77,399
| New | +$4.69M |
2026 Q3
0 quarters
|
|
27
iShares Semiconductor ETF
SOXX
$43.1B
| $4.5M | 1.43% |
23,757
-13,056
| -35% | -$2.33M |
2021 Q4
19 quarters
|
|
28
iShares S&P 500 Value ETF
IVE
$51.8B
| $4.47M | 1.42% |
19,596
-1,542
| -7% | -$360K |
2024 Q1
10 quarters
|
|
29
Invesco Dorsey Wright Technology Momentum ETF
PTF
$511M
| $4.09M | 1.3% |
37,549
-11,843
| -24% | -$1.24M |
2022 Q4
15 quarters
|
|
|
30
Vanguard Information Technology ETF
VGT
$138B
| $3.86M | 1.23% |
30,755
-22,637
| -42% | -$2.69M |
2021 Q4
19 quarters
|
|
31
iShares International Country Rotation Active ETF
CORO
$12.7B
| $3.77M | 1.2% |
103,606
+13,323
| +15% | +$486K |
2026 Q1
2 quarters
|
|
32
Vanguard Tax-Exempt Bond Index Fund
VTEB
$53.3B
| $3.73M | 1.19% |
78,760
+27,004
| +52% | +$1.33M |
2023 Q3
12 quarters
|
|
33
iShares US Treasury Bond ETF
GOVT
$42.7B
| $3.7M | 1.18% |
168,966
+9,830
| +6% | +$220K |
2024 Q3
8 quarters
|
|
34
Invesco NASDAQ 100 ETF
QQQM
$107B
| $3.55M | 1.13% |
11,665
-7,787
| -40% | -$2.29M |
2023 Q2
13 quarters
|
|
35
State Street Technology Select Sector SPDR ETF
XLK
$114B
| $3.36M | 1.07% |
17,184
-13,033
| -43% | -$2.41M |
2025 Q4
3 quarters
|
|
36
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.3B
| $3.36M | 1.07% |
64,959
+14,263
| +28% | +$740K |
2025 Q4
3 quarters
|
|
37
Roundhill Memory ETF
DRAM
$19.9B
| $3.2M | 1.02% |
52,981
+1,863
| +4% | +$106K |
2026 Q2
1 quarter
|
|
38
BlackRock Large Cap Core ETF
BLCR
$9.8B
| $2.92M | 0.93% |
59,699
+13,486
| +29% | +$665K |
2026 Q1
2 quarters
|
|
39
VanEck Uranium + Nuclear Energy ETF
NLR
$2.89B
| $2.8M | 0.89% |
27,087
+214
| +0.8% | +$24.2K |
2025 Q3
4 quarters
|
|
40
iShares National Muni Bond ETF
MUB
$54.3B
| $2.62M | 0.83% |
25,950
+2,848
| +12% | +$299K |
2021 Q4
19 quarters
|
|
41
iShares Global Government Bond USD Hedged Active ETF
GGOV
$3.1B
| $2.61M | 0.83% |
52,026
+12,174
| +31% | +$610K |
2026 Q2
1 quarter
|
|
42
Vanguard Morningstar Value ETF
VTV
$197B
| $2.57M | 0.82% |
11,901
-2,641
| -18% | -$587K |
2021 Q4
19 quarters
|
|
43
BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF
XTEN
$1.35B
| $2.36M | 0.75% |
55,798
+164
| +0.3% | +$7.25K |
2025 Q1
6 quarters
|
|
44
iShares Systematic Alternatives Active ETF
IALT
$5.51B
| $2.33M | 0.74% |
77,907
-2,415
| -3% | -$69.9K |
2026 Q2
1 quarter
|
|
45
iShares A.I. Innovation and Tech Active ETF
BAI
$11.3B
| $2.11M | 0.67% |
44,645
-7,055
| -14% | -$316K |
2025 Q2
5 quarters
|
|
46
iShares Core S&P 500 ETF
IVV
$876B
| $2.07M | 0.66% |
2,705
-164
| -6% | -$125K |
2022 Q4
15 quarters
|
|
47
iShares U.S. Thematic Rotation Active ETF
THRO
$7.31B
| $1.84M | 0.58% |
41,724
-1,639
| -4% | -$71.2K |
2025 Q1
6 quarters
|
|
|
48
SPDR Gold Trust
GLD
$130B
| $1.77M | 0.56% |
4,638
-11,403
| -71% | -$4.46M |
2025 Q2
5 quarters
|
|
49
Grayscale Bitcoin Mini Trust ETF
BTC
$3.64B
| $1.75M | 0.56% |
47,243
-1,676
| -3% | -$52.8K |
2025 Q2
5 quarters
|
|
50
State Street SPDR S&P 500 ETF Trust
SPY
$800B
| $1.38M | 0.44% |
1,806
| – | – |
2021 Q4
19 quarters
|
|
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Theory Financial's Q3 2026 Portfolio in Review
As of Q3 2026, Theory Financial held 106 positions worth $314M, down 0.93% from $317M the previous quarter. Its ten largest holdings account for 37% of the portfolio.
Theory Financial's Q3 2026 filing shows 7 new, 36 increased, 47 reduced and 3 closed positions. Its largest new stake was State Street Industrial Select Sector SPDR ETF: 40,131 shares worth $6.7M. The largest sale was State Street Communication Services Select Sector SPDR ETF, an estimated $12M.
By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Healthcare.
- Theory Financial's largest Q3 2026 buy was State Street Industrial Select Sector SPDR ETF: 40,131 shares worth $6.7M.
- Theory Financial added most to Vanguard Financials ETF in Q3 2026, an estimated $8.71M increase.
- Theory Financial's biggest Q3 2026 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $12M.
- Theory Financial fully exited Invesco S&P 500 Momentum ETF in Q3 2026, selling an estimated $2.16M.
- Theory Financial's ten largest holdings make up 37% of its $314M portfolio in Q3 2026.
- Theory Financial opened 7 new positions and closed 3 in Q3 2026.
- Theory Financial's portfolio value fell 0.93% quarter-over-quarter to $314M.
Based on Theory Financial's 13F filing for Q3 2026, filed 9 Nov 2026.