We are live on ! Find out more
SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+6.86%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$17.4M
Cap. Flow
-$52.9M
Cap. Flow %
-4.4%
Top 10 Hldgs %
31.96%
Holding
1,423
New
270
Increased
426
Reduced
158
Closed
104

Top Buys

Rank Stock Value
1
OGN icon
Organon & Co
OGN
+$6.66M
2
XRX icon
Xerox
XRX
+$3.87M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.32M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.23M

Top Sells

Rank Stock Value
1
OPA
Magnum Opus Acquisition Limited
OPA
+$125M
2
ABBV icon
AbbVie
ABBV
+$4.6M
3
TFC icon
Truist Financial
TFC
+$2.83M
4
LUV icon
Southwest Airlines
LUV
+$1.69M
5
FEMY icon
Femasys
FEMY
+$926K

Sector Composition

Rank Sector Weight
1 Financials 29.31%
2 Real Estate 8.93%
3 Healthcare 6.64%
4 Technology 5.36%
5 Consumer Discretionary 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
1
Hercules Capital
HTGC
$3.23B
$43M 3.58%
2,580,372
+59,263
+2% +$938K
TSLX icon
2
Sixth Street Specialty
TSLX
$1.81B
$43M 3.58%
1,989,678
+148,290
+8% +$3.05M
SHYG icon
3
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$42.2M 3.51%
1,000,092
-6,832
-0.7% -$282K
PFLT icon
4
PennantPark Floating Rate Capital
PFLT
$746M
$39.3M 3.27%
3,246,302
+118,587
+4% +$1.29M
ARCC icon
5
Ares Capital
ARCC
$14.4B
$39.2M 3.26%
1,954,786
+66,878
+4% +$1.3M
GBDC icon
6
Golub Capital BDC
GBDC
$3.42B
$38.4M 3.2%
2,545,571
+77,128
+3% +$1.13M
OBDC icon
7
Blue Owl Capital
OBDC
$5.74B
$36.3M 3.02%
2,460,072
+90,950
+4% +$1.29M
HYEM icon
8
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$36.1M 3%
1,950,451
+13,368
+0.7% +$240K
EMHY icon
9
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$34.1M 2.84%
939,141
+9,108
+1% +$315K
EFIX
10
DELISTED
First Trust TCW Emerging Markets Debt ETF
EFIX
$32.3M 2.69%
2,020,102
+32,850
+2% +$501K
FXED icon
11
Sound Enhanced Fixed Income ETF
FXED
$39.9M
$29.6M 2.46%
1,607,529
+44,757
+3% +$780K
DIVY icon
12
Sound Equity Dividend Income ETF
DIVY
$29.2M
$21.1M 1.76%
811,759
+36,476
+5% +$900K
OMC icon
13
Omnicom Group
OMC
$23.4B
$19.8M 1.65%
229,016
+17,754
+8% +$1.4M
LYB icon
14
LyondellBasell Industries
LYB
$19.2B
$19.3M 1.61%
202,836
+15,536
+8% +$1.45M
IBM icon
15
IBM
IBM
$224B
$18.9M 1.57%
115,492
+10,590
+10% +$1.6M
CSCO icon
16
Cisco
CSCO
$479B
$17.8M 1.48%
351,791
+25,853
+8% +$1.32M
ENB icon
17
Enbridge
ENB
$112B
$16.9M 1.41%
469,551
+39,762
+9% +$1.34M
T icon
18
AT&T
T
$163B
$16.7M 1.39%
995,997
+78,302
+9% +$1.24M
GEF.B icon
19
Greif Class B
GEF.B
$4.21B
$16.3M 1.36%
247,379
+13,506
+6% +$893K
VLO icon
20
Valero Energy
VLO
$85.9B
$16.2M 1.35%
124,533
+7,859
+7% +$1,000K
PDCO
21
DELISTED
Patterson Companies, Inc.
PDCO
$16M 1.33%
561,445
+101,860
+22% +$3M
MAIN icon
22
Main Street Capital
MAIN
$5.48B
$15.2M 1.27%
351,983
+6,855
+2% +$280K
AAPL icon
23
Apple
AAPL
$4.57T
$14.5M 1.2%
75,110
+10,425
+16% +$1.92M
ABBV icon
24
AbbVie
ABBV
$435B
$14.4M 1.2%
93,124
-31,521
-25% -$4.6M
HRB icon
25
H&R Block
HRB
$5.86B
$13.9M 1.16%
288,148
-11,218
-4% -$500K
1
2 3 4 5

Similar funds

RAM
Readystate Asset Management Chicago, Illinois $2.23B AUM 15.01% 1-Year Est. Return
DPCM
Darlington Partners Capital Management Greenbrae, California $2.23B AUM 16.2% 1-Year Est. Return
NP
NS Partners London, United Kingdom $2.23B AUM 20.03% 1-Year Est. Return
IFA
Index Fund Advisors Irvine, California $2.22B AUM 20.66% 1-Year Est. Return
GF
Greenhouse Funds Baltimore, Maryland $2.23B AUM 12.38% 1-Year Est. Return
PCG
Prosperity Consulting Group Owings Mills, Maryland $2.25B AUM 15.87% 1-Year Est. Return
PC
Port Capital Chicago, Illinois $2.25B AUM 13.28% 1-Year Est. Return
WCMNY
Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Sound Income Strategies's Q4 2023 Portfolio in Review

As of Q4 2023, Sound Income Strategies held 1,423 positions worth $1.2B, up 1.5% from $1.18B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Sound Income Strategies withdrew a net $52.9M in Q4 2023, closing 104 positions and reducing 158 holdings. Its most notable exit was Magnum Opus Acquisition Limited, an estimated $125M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 27% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Sound Income Strategies opened a new position in Invesco DB US Dollar Index Bullish Fund worth $2.03M.

  • Sound Income Strategies's largest Q4 2023 buy was Invesco DB US Dollar Index Bullish Fund: 75,112 shares worth $2.03M.
  • Sound Income Strategies added most to Organon & Co in Q4 2023, an estimated $6.66M increase.
  • Sound Income Strategies's biggest Q4 2023 reduction was AbbVie, cutting an estimated $4.6M.
  • Sound Income Strategies fully exited Magnum Opus Acquisition Limited in Q4 2023, selling an estimated $125M.
  • Sound Income Strategies's ten largest holdings make up 32% of its $1.2B portfolio in Q4 2023.
  • Sound Income Strategies opened 270 new positions and closed 104 in Q4 2023.
  • Sound Income Strategies's portfolio value rose 1.5% quarter-over-quarter to $1.2B.

Based on Sound Income Strategies's 13F filing for Q4 2023, filed 10 Jan 2024.