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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$774M
AUM Growth
+$80.9M
Cap. Flow
+$90M
Cap. Flow %
11.64%
Top 10 Hldgs %
43.41%
Holding
945
New
21
Increased
165
Reduced
207
Closed
75

Top Buys

Rank Stock Value
1
FXED icon
Sound Enhanced Fixed Income ETF
FXED
+$9.73M
2
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$6.76M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$6.66M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$6.65M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$6.54M

Top Sells

Rank Stock Value
1
HPQ icon
HP
HPQ
+$1.67M
2
BJUN icon
Innovator US Equity Buffer ETF June
BJUN
+$1.59M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$833K
4
NHI icon
National Health Investors
NHI
+$705K
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$579K

Sector Composition

Rank Sector Weight
1 Financials 28.76%
2 Consumer Discretionary 4.79%
3 Real Estate 4.1%
4 Healthcare 3.77%
5 Technology 3.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$48.4M 6.26%
1,059,555
+4,104
+0.4% +$188K
HYEM icon
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$41.2M 5.32%
1,774,175
+37,870
+2% +$894K
PCY icon
3
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$34.8M 4.49%
1,303,028
+74,426
+6% +$2.05M
EMHY icon
4
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$34.3M 4.43%
773,579
+50,804
+7% +$2.3M
HTGC icon
5
Hercules Capital
HTGC
$3.23B
$34.1M 4.41%
2,053,137
-3,074
-0.1% -$52.3K
ARCC icon
6
Ares Capital
ARCC
$14.4B
$33.7M 4.35%
1,655,808
-2,291
-0.1% -$45.9K
TSLX icon
7
Sixth Street Specialty
TSLX
$1.81B
$29.9M 3.86%
1,346,030
-24,742
-2% -$567K
PFLT icon
8
PennantPark Floating Rate Capital
PFLT
$746M
$29.5M 3.81%
2,306,973
+5,613
+0.2% +$72.7K
GBDC icon
9
Golub Capital BDC
GBDC
$3.42B
$25.7M 3.32%
1,624,834
+8,316
+0.5% +$131K
JNK icon
10
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$24.4M 3.15%
223,194
+58,913
+36% +$6.45M
ANGL icon
11
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$24M 3.1%
725,718
+197,711
+37% +$6.54M
SJNK icon
12
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$23.5M 3.03%
856,496
+242,661
+40% +$6.65M
FALN icon
13
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$23.4M 3.02%
777,073
+224,497
+41% +$6.76M
HYLB icon
14
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$23.2M 2.99%
578,117
+165,917
+40% +$6.66M
MAIN icon
15
Main Street Capital
MAIN
$5.48B
$17.1M 2.21%
416,253
-5,156
-1% -$214K
FXED icon
16
Sound Enhanced Fixed Income ETF
FXED
$39.9M
$10.6M 1.37%
510,787
+463,419
+978% +$9.73M
DIVY icon
17
Sound Equity Dividend Income ETF
DIVY
$29.2M
$10.1M 1.3%
410,441
+151,985
+59% +$3.77M
CSWC icon
18
Capital Southwest
CSWC
$1.6B
$9.34M 1.21%
370,810
-1,651
-0.4% -$43K
PFG icon
19
Principal Financial Group
PFG
$24.3B
$9.27M 1.2%
143,883
+18,566
+15% +$1.19M
PFE icon
20
Pfizer
PFE
$153B
$8.98M 1.16%
208,802
+25,638
+14% +$1.14M
LYB icon
21
LyondellBasell Industries
LYB
$19.2B
$8.41M 1.09%
89,619
+9,093
+11% +$892K
ABBV icon
22
AbbVie
ABBV
$435B
$8.34M 1.08%
77,288
+10,449
+16% +$1.19M
GEF.B icon
23
Greif Class B
GEF.B
$4.21B
$8.1M 1.05%
124,936
+15,447
+14% +$949K
HRB icon
24
H&R Block
HRB
$5.86B
$8.08M 1.04%
323,257
+47,527
+17% +$1.18M
ENB icon
25
Enbridge
ENB
$112B
$8.08M 1.04%
203,015
+25,751
+15% +$1.02M
1
2 3 4 5

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Sound Income Strategies's Q3 2021 Portfolio in Review

As of Q3 2021, Sound Income Strategies held 945 positions worth $774M, up 12% from $693M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Sound Income Strategies deployed $90M of net new capital in Q3 2021, opening 21 new positions and adding to 165 existing holdings. Its largest new stake was Zoom: 291 shares worth $76K.

By sector, the portfolio is most concentrated in Financials at 29% of assets, down from 31% a quarter earlier, followed by Consumer Discretionary and Real Estate.

On the sell side, the largest reduction was HP, an estimated $1.67M trimmed.

  • Sound Income Strategies's largest Q3 2021 buy was Zoom: 291 shares worth $76K.
  • Sound Income Strategies added most to Sound Enhanced Fixed Income ETF in Q3 2021, an estimated $9.73M increase.
  • Sound Income Strategies's biggest Q3 2021 reduction was HP, cutting an estimated $1.67M.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF June in Q3 2021, selling an estimated $1.59M.
  • Sound Income Strategies's ten largest holdings make up 43% of its $774M portfolio in Q3 2021.
  • Sound Income Strategies opened 21 new positions and closed 75 in Q3 2021.
  • Sound Income Strategies's portfolio value rose 12% quarter-over-quarter to $774M.

Based on Sound Income Strategies's 13F filing for Q3 2021, filed 12 Oct 2021.