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Sound Income Strategies Portfolio holdings
AUM
$2.23B
1-Year Est. Return
11.22%
This Fund
S&P 500
This Quarter
Est. Return
-0.88%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$774M
AUM Growth
+$80.9M
(+12%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
11.64%
Top 10 Holdings %
Top 10 Hldgs %
43.41%
Holding
945
New
21
Increased
165
Reduced
207
Closed
75
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sound Enhanced Fixed Income ETF
FXED
|
+$9.73M |
| 2 |
iShares Fallen Angels USD Bond ETF
FALN
|
+$6.76M |
| 3 |
Xtrackers USD High Yield Corporate Bond ETF
HYLB
|
+$6.66M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$6.65M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$6.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
HP
HPQ
|
+$1.67M |
| 2 |
Innovator US Equity Buffer ETF June
BJUN
|
+$1.59M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$833K |
| 4 |
National Health Investors
NHI
|
+$705K |
| 5 |
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
|
+$579K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 28.76% |
| 2 | Consumer Discretionary | 4.79% |
| 3 | Real Estate | 4.1% |
| 4 | Healthcare | 3.77% |
| 5 | Technology | 3.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
| $48.4M | 6.26% |
1,059,555
+4,104
| +0.4% | +$188K |
|
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
| $41.2M | 5.32% |
1,774,175
+37,870
| +2% | +$894K |
|
3
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $34.8M | 4.49% |
1,303,028
+74,426
| +6% | +$2.05M |
|
4
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
| $34.3M | 4.43% |
773,579
+50,804
| +7% | +$2.3M |
|
5
Hercules Capital
HTGC
$3.23B
| $34.1M | 4.41% |
2,053,137
-3,074
| -0.1% | -$52.3K |
|
6
Ares Capital
ARCC
$14.4B
| $33.7M | 4.35% |
1,655,808
-2,291
| -0.1% | -$45.9K |
|
7
Sixth Street Specialty
TSLX
$1.81B
| $29.9M | 3.86% |
1,346,030
-24,742
| -2% | -$567K |
|
8
PennantPark Floating Rate Capital
PFLT
$746M
| $29.5M | 3.81% |
2,306,973
+5,613
| +0.2% | +$72.7K |
|
9
Golub Capital BDC
GBDC
$3.42B
| $25.7M | 3.32% |
1,624,834
+8,316
| +0.5% | +$131K |
|
10
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
| $24.4M | 3.15% |
223,194
+58,913
| +36% | +$6.45M |
|
|
11
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
| $24M | 3.1% |
725,718
+197,711
| +37% | +$6.54M |
|
|
12
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
| $23.5M | 3.03% |
856,496
+242,661
| +40% | +$6.65M |
|
|
13
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
| $23.4M | 3.02% |
777,073
+224,497
| +41% | +$6.76M |
|
|
14
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
| $23.2M | 2.99% |
578,117
+165,917
| +40% | +$6.66M |
|
15
Main Street Capital
MAIN
$5.48B
| $17.1M | 2.21% |
416,253
-5,156
| -1% | -$214K |
|
|
16
Sound Enhanced Fixed Income ETF
FXED
$39.9M
| $10.6M | 1.37% |
510,787
+463,419
| +978% | +$9.73M |
|
17
Sound Equity Dividend Income ETF
DIVY
$29.2M
| $10.1M | 1.3% |
410,441
+151,985
| +59% | +$3.77M |
|
18
Capital Southwest
CSWC
$1.6B
| $9.34M | 1.21% |
370,810
-1,651
| -0.4% | -$43K |
|
19
Principal Financial Group
PFG
$24.3B
| $9.27M | 1.2% |
143,883
+18,566
| +15% | +$1.19M |
|
20
Pfizer
PFE
$153B
| $8.98M | 1.16% |
208,802
+25,638
| +14% | +$1.14M |
|
21
LyondellBasell Industries
LYB
$19.2B
| $8.41M | 1.09% |
89,619
+9,093
| +11% | +$892K |
|
22
AbbVie
ABBV
$435B
| $8.34M | 1.08% |
77,288
+10,449
| +16% | +$1.19M |
|
23
Greif Class B
GEF.B
$4.21B
| $8.1M | 1.05% |
124,936
+15,447
| +14% | +$949K |
|
24
H&R Block
HRB
$5.86B
| $8.08M | 1.04% |
323,257
+47,527
| +17% | +$1.18M |
|
25
Enbridge
ENB
$112B
| $8.08M | 1.04% |
203,015
+25,751
| +15% | +$1.02M |
|
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Sound Income Strategies's Q3 2021 Portfolio in Review
As of Q3 2021, Sound Income Strategies held 945 positions worth $774M, up 12% from $693M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Sound Income Strategies deployed $90M of net new capital in Q3 2021, opening 21 new positions and adding to 165 existing holdings. Its largest new stake was Zoom: 291 shares worth $76K.
By sector, the portfolio is most concentrated in Financials at 29% of assets, down from 31% a quarter earlier, followed by Consumer Discretionary and Real Estate.
On the sell side, the largest reduction was HP, an estimated $1.67M trimmed.
- Sound Income Strategies's largest Q3 2021 buy was Zoom: 291 shares worth $76K.
- Sound Income Strategies added most to Sound Enhanced Fixed Income ETF in Q3 2021, an estimated $9.73M increase.
- Sound Income Strategies's biggest Q3 2021 reduction was HP, cutting an estimated $1.67M.
- Sound Income Strategies fully exited Innovator US Equity Buffer ETF June in Q3 2021, selling an estimated $1.59M.
- Sound Income Strategies's ten largest holdings make up 43% of its $774M portfolio in Q3 2021.
- Sound Income Strategies opened 21 new positions and closed 75 in Q3 2021.
- Sound Income Strategies's portfolio value rose 12% quarter-over-quarter to $774M.
Based on Sound Income Strategies's 13F filing for Q3 2021, filed 12 Oct 2021.