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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+13.72%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$453M
AUM Growth
+$87.2M
Cap. Flow
+$40M
Cap. Flow %
8.83%
Top 10 Hldgs %
65.59%
Holding
990
New
58
Increased
176
Reduced
83
Closed
40

Top Buys

Rank Stock Value
1
HBI
Hanesbrands
HBI
+$1.9M
2
TSLX icon
Sixth Street Specialty
TSLX
+$1.67M
3
GBDC icon
Golub Capital BDC
GBDC
+$1.66M
4
ARCC icon
Ares Capital
ARCC
+$1.49M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$1.4M

Top Sells

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$3.88M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$1.71M
3
PG icon
Procter & Gamble
PG
+$1.26M
4
WMT icon
Walmart Inc
WMT
+$1.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$680K

Sector Composition

Rank Sector Weight
1 Financials 36.77%
2 Technology 4.94%
3 Healthcare 3.75%
4 Consumer Discretionary 3.7%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$46.6M 10.29%
1,025,983
+31,281
+3% +$1.4M
HYEM icon
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$39.5M 8.71%
1,651,265
+57,287
+4% +$1.33M
HTGC icon
3
Hercules Capital
HTGC
$3.23B
$30.8M 6.81%
2,138,681
+108,256
+5% +$1.38M
PCY icon
4
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$30.4M 6.72%
1,055,484
+43,983
+4% +$1.23M
TSLX icon
5
Sixth Street Specialty
TSLX
$1.81B
$28.9M 6.37%
1,390,575
+87,701
+7% +$1.67M
ARCC icon
6
Ares Capital
ARCC
$14.4B
$28.7M 6.33%
1,699,228
+95,933
+6% +$1.49M
EMHY icon
7
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$28.1M 6.21%
607,223
+26,234
+5% +$1.18M
PFLT icon
8
PennantPark Floating Rate Capital
PFLT
$746M
$23.8M 5.25%
2,259,858
+143,486
+7% +$1.36M
GBDC icon
9
Golub Capital BDC
GBDC
$3.42B
$21.6M 4.77%
1,529,211
+121,623
+9% +$1.66M
MAIN icon
10
Main Street Capital
MAIN
$5.48B
$18.7M 4.13%
580,479
-126,353
-18% -$3.88M
AAPL icon
11
Apple
AAPL
$4.57T
$5.04M 1.11%
37,993
+1,769
+5% +$213K
HPQ icon
12
HP
HPQ
$27.5B
$4.65M 1.03%
189,153
+43,232
+30% +$907K
ABBV icon
13
AbbVie
ABBV
$435B
$4.6M 1.02%
42,967
+9,185
+27% +$883K
LYB icon
14
LyondellBasell Industries
LYB
$19.2B
$4.56M 1.01%
49,798
+14,348
+40% +$1.17M
PFE icon
15
Pfizer
PFE
$153B
$4.41M 0.97%
119,776
+25,943
+28% +$952K
T icon
16
AT&T
T
$163B
$4.25M 0.94%
195,454
+32,630
+20% +$704K
JNJ icon
17
Johnson & Johnson
JNJ
$625B
$3.88M 0.86%
24,632
+5,214
+27% +$769K
PFG icon
18
Principal Financial Group
PFG
$24.3B
$3.82M 0.84%
77,058
+18,999
+33% +$870K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$904B
$3.72M 0.82%
9,904
-58
-0.6% -$20.6K
ENB icon
20
Enbridge
ENB
$112B
$3.65M 0.81%
114,169
+30,221
+36% +$919K
CSCO icon
21
Cisco
CSCO
$479B
$3.25M 0.72%
72,661
+19,394
+36% +$797K
PBCT
22
DELISTED
People's United Financial Inc
PBCT
$3.1M 0.68%
239,457
+63,590
+36% +$764K
VLO icon
23
Valero Energy
VLO
$85.9B
$2.94M 0.65%
51,991
+13,156
+34% +$645K
PARA
24
DELISTED
Paramount Global Class B
PARA
$2.9M 0.64%
77,968
+12,713
+19% +$408K
GEF.B icon
25
Greif Class B
GEF.B
$4.21B
$2.5M 0.55%
51,647
+13,142
+34% +$622K
1
2 3 4 5

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Sound Income Strategies's Q4 2020 Portfolio in Review

As of Q4 2020, Sound Income Strategies held 990 positions worth $453M, up 24% from $366M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Sound Income Strategies deployed $40M of net new capital in Q4 2020, opening 58 new positions and adding to 176 existing holdings. Its largest new stake was Hanesbrands: 126,251 shares worth $1.84M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Main Street Capital, an estimated $3.88M trimmed.

  • Sound Income Strategies's largest Q4 2020 buy was Hanesbrands: 126,251 shares worth $1.84M.
  • Sound Income Strategies added most to Sixth Street Specialty in Q4 2020, an estimated $1.67M increase.
  • Sound Income Strategies's biggest Q4 2020 reduction was Main Street Capital, cutting an estimated $3.88M.
  • Sound Income Strategies fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q4 2020, selling an estimated $661K.
  • Sound Income Strategies's ten largest holdings make up 66% of its $453M portfolio in Q4 2020.
  • Sound Income Strategies opened 58 new positions and closed 40 in Q4 2020.
  • Sound Income Strategies's portfolio value rose 24% quarter-over-quarter to $453M.

Based on Sound Income Strategies's 13F filing for Q4 2020, filed 11 Jan 2021.