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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$43.1M 11.55%
927,279
+97,167
+12% +$4.49M
HYEM icon
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$34.8M 9.34%
1,466,724
+157,015
+12% +$3.68M
MAIN icon
3
Main Street Capital
MAIN
$5.28B
$30.4M 8.15%
704,403
+60,993
+9% +$2.61M
ARCC icon
4
Ares Capital
ARCC
$14.1B
$29.7M 7.98%
1,594,393
+144,407
+10% +$2.68M
TSLX icon
5
Sixth Street Specialty
TSLX
$1.78B
$29.4M 7.88%
1,368,190
+131,049
+11% +$2.79M
HTGC icon
6
Hercules Capital
HTGC
$3.19B
$29.4M 7.88%
2,094,980
+191,103
+10% +$2.66M
PCY icon
7
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$26.9M 7.22%
909,836
+77,599
+9% +$2.26M
PFLT icon
8
PennantPark Floating Rate Capital
PFLT
$724M
$25.9M 6.95%
2,128,356
+259,239
+14% +$3.08M
GBDC icon
9
Golub Capital BDC
GBDC
$3.39B
$25.1M 6.73%
1,387,047
+180,759
+15% +$3.19M
EMHY icon
10
iShares JPMorgan EM High Yield Bond ETF
EMHY
$626M
$22.6M 6.06%
477,750
+37,716
+9% +$1.76M
ESEB
11
DELISTED
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
$3.51M 0.94%
145,982
-4,346
-3% -$103K
T icon
12
AT&T
T
$162B
$3.18M 0.85%
107,670
+16,360
+18% +$472K
PG icon
13
Procter & Gamble
PG
$342B
$2.77M 0.74%
22,179
+1,299
+6% +$159K
WMT icon
14
Walmart Inc
WMT
$892B
$2.75M 0.74%
69,519
+3,906
+6% +$155K
IVV icon
15
iShares Core S&P 500 ETF
IVV
$897B
$2.52M 0.68%
7,792
-101
-1% -$31.3K
ETR icon
16
Entergy
ETR
$49.7B
$2.42M 0.65%
40,476
+2,192
+6% +$129K
STX icon
17
Seagate
STX
$193B
$2.37M 0.63%
39,769
+3,054
+8% +$175K
JNJ icon
18
Johnson & Johnson
JNJ
$619B
$2.32M 0.62%
15,913
+1,578
+11% +$214K
CSCO icon
19
Cisco
CSCO
$476B
$2.24M 0.6%
46,663
+3,511
+8% +$163K
ENB icon
20
Enbridge
ENB
$113B
$2.21M 0.59%
55,483
+4,760
+9% +$178K
PFE icon
21
Pfizer
PFE
$149B
$2.2M 0.59%
59,076
+6,548
+12% +$233K
WDC icon
22
Western Digital
WDC
$156B
$2.16M 0.58%
45,087
+6,040
+15% +$252K
AAPL icon
23
Apple
AAPL
$4.56T
$2.16M 0.58%
29,444
+868
+3% +$55.8K
ABBV icon
24
AbbVie
ABBV
$431B
$2.09M 0.56%
23,609
+2,351
+11% +$195K
VLO icon
25
Valero Energy
VLO
$87.2B
$2.07M 0.56%
22,110
+2,087
+10% +$197K
1
2 3 4 5

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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.