We are live on
!
Find out more
SIS
Sound Income Strategies Portfolio holdings
AUM
$2.23B
1-Year Est. Return
11.22%
This Fund
S&P 500
This Quarter
Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
(+30%)
Cap. Flow
+$105M
Cap. Flow
% of AUM
17.86%
Top 10 Holdings %
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital Southwest
CSWC
|
+$7.9M |
| 2 |
TriplePoint Venture Growth BDC
TPVG
|
+$4.9M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$4.85M |
| 4 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$4.8M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$4.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PARA
Paramount Global Class B
PARA
|
+$4.54M |
| 2 |
Main Street Capital
MAIN
|
+$3.77M |
| 3 |
Innovator US Equity Buffer ETF December
BDEC
|
+$1.21M |
| 4 |
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
|
+$1.21M |
| 5 |
Hercules Capital
HTGC
|
+$886K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 35.12% |
| 2 | Technology | 5.4% |
| 3 | Consumer Discretionary | 4.77% |
| 4 | Healthcare | 3.82% |
| 5 | Energy | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
| $50.1M | 8.48% |
1,092,916
+66,933
| +7% | +$3.05M |
|
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
| $41.4M | 7.02% |
1,752,573
+101,308
| +6% | +$2.41M |
|
|
3
Hercules Capital
HTGC
$3.23B
| $33.4M | 5.65% |
2,081,538
-57,143
| -3% | -$886K |
|
4
Ares Capital
ARCC
$14.4B
| $32.3M | 5.47% |
1,726,893
+27,665
| +2% | +$497K |
|
5
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| $30.6M | 5.19% |
1,144,275
+88,791
| +8% | +$2.46M |
|
6
Sixth Street Specialty
TSLX
$1.81B
| $30M | 5.08% |
1,426,011
+35,436
| +3% | +$761K |
|
7
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
| $29.1M | 4.92% |
653,414
+46,191
| +8% | +$2.1M |
|
8
PennantPark Floating Rate Capital
PFLT
$746M
| $28.8M | 4.88% |
2,423,738
+163,880
| +7% | +$1.92M |
|
9
Golub Capital BDC
GBDC
$3.42B
| $24.3M | 4.12% |
1,663,852
+134,641
| +9% | +$1.98M |
|
|
10
Main Street Capital
MAIN
$5.48B
| $18.5M | 3.14% |
472,956
-107,523
| -19% | -$3.77M |
|
|
11
Capital Southwest
CSWC
$1.6B
| $8.61M | 1.46% |
388,752
+386,944
| +21,402% | +$7.9M |
|
12
HP
HPQ
$27.5B
| $7.66M | 1.3% |
241,189
+52,036
| +28% | +$1.44M |
|
13
LyondellBasell Industries
LYB
$19.2B
| $6.87M | 1.16% |
65,997
+16,199
| +33% | +$1.61M |
|
14
Principal Financial Group
PFG
$24.3B
| $6.78M | 1.15% |
113,152
+36,094
| +47% | +$2.01M |
|
15
AbbVie
ABBV
$435B
| $6.52M | 1.1% |
60,270
+17,303
| +40% | +$1.85M |
|
|
16
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
| $6.24M | 1.06% |
57,335
+44,618
| +351% | +$4.85M |
|
|
17
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
| $6.19M | 1.05% |
193,993
+149,799
| +339% | +$4.8M |
|
|
PBCT
18
DELISTED
People's United Financial Inc
PBCT
| $5.93M | 1% |
331,147
+91,690
| +38% | +$1.48M |
|
19
Pfizer
PFE
$153B
| $5.88M | 1% |
162,297
+42,521
| +36% | +$1.51M |
|
20
AT&T
T
$163B
| $5.8M | 0.98% |
253,690
+58,236
| +30% | +$1.29M |
|
21
Enbridge
ENB
$112B
| $5.76M | 0.98% |
158,317
+44,148
| +39% | +$1.55M |
|
|
22
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
| $5.75M | 0.97% |
210,367
+166,522
| +380% | +$4.51M |
|
23
Greif Class B
GEF.B
$4.21B
| $5.61M | 0.95% |
98,037
+46,390
| +90% | +$2.43M |
|
24
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
| $5.45M | 0.92% |
81,708
+58,019
| +245% | +$4M |
|
25
H&R Block
HRB
$5.86B
| $5.4M | 0.91% |
247,489
+99,074
| +67% | +$1.87M |
|
Similar funds
RAM
DPCM
NP
IFA
GF
PCG
PC
WCMNY
Sound Income Strategies's Q1 2021 Portfolio in Review
As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.
- Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
- Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
- Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
- Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
- Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
- Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
- Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.
Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.