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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.09%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$41.7M
Cap. Flow
+$36.1M
Cap. Flow %
10.91%
Top 10 Hldgs %
79.76%
Holding
812
New
51
Increased
132
Reduced
95
Closed
50

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.57M
2
GBDC icon
Golub Capital BDC
GBDC
+$3.49M
3
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.39M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.13M
5
EMHY icon
iShares JPMorgan EM High Yield Bond ETF
EMHY
+$3.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$329K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$279K
3
OKE icon
Oneok
OKE
+$185K
4
ATO icon
Atmos Energy
ATO
+$179K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$178K

Sector Composition

Rank Sector Weight
1 Financials 47.02%
2 Technology 3.1%
3 Healthcare 1.89%
4 Consumer Staples 1.81%
5 Consumer Discretionary 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$38.6M 11.67%
830,112
+98,450
+13% +$4.57M
HYEM icon
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$30.4M 9.18%
1,309,709
+144,837
+12% +$3.39M
MAIN icon
3
Main Street Capital
MAIN
$5.5B
$27.8M 8.4%
643,410
+62,116
+11% +$2.65M
ARCC icon
4
Ares Capital
ARCC
$14.3B
$27M 8.17%
1,449,986
+156,977
+12% +$2.91M
TSLX icon
5
Sixth Street Specialty
TSLX
$1.8B
$26M 7.85%
1,237,141
+149,583
+14% +$3.04M
HTGC icon
6
Hercules Capital
HTGC
$3.22B
$25.5M 7.7%
1,903,877
+230,391
+14% +$3.01M
PCY icon
7
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$24.3M 7.33%
832,237
+97,327
+13% +$2.86M
GBDC icon
8
Golub Capital BDC
GBDC
$3.42B
$22.3M 6.73%
1,206,288
+194,399
+19% +$3.49M
PFLT icon
9
PennantPark Floating Rate Capital
PFLT
$744M
$21.7M 6.55%
1,869,117
+270,417
+17% +$3.13M
EMHY icon
10
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$20.5M 6.18%
440,034
+65,969
+18% +$3.1M
ESEB
11
DELISTED
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
$3.53M 1.07%
150,328
-7,510
-5% -$178K
T icon
12
AT&T
T
$163B
$2.61M 0.79%
91,310
-3,233
-3% -$85.7K
PG icon
13
Procter & Gamble
PG
$338B
$2.6M 0.79%
20,880
+1,907
+10% +$225K
WMT icon
14
Walmart Inc
WMT
$887B
$2.6M 0.78%
65,613
+7,749
+13% +$292K
IVV icon
15
iShares Core S&P 500 ETF
IVV
$901B
$2.36M 0.71%
7,893
+318
+4% +$94.5K
ETR icon
16
Entergy
ETR
$50.4B
$2.25M 0.68%
38,284
+3,914
+11% +$214K
CSCO icon
17
Cisco
CSCO
$478B
$2.13M 0.64%
43,152
+4,278
+11% +$222K
AWF
18
AllianceBernstein Global High Income Fund
AWF
$872M
$2.06M 0.62%
172,143
-6,640
-4% -$78.7K
STX icon
19
Seagate
STX
$180B
$1.98M 0.6%
36,715
+5,347
+17% +$262K
JNJ icon
20
Johnson & Johnson
JNJ
$618B
$1.85M 0.56%
14,335
+2,098
+17% +$276K
LMT icon
21
Lockheed Martin
LMT
$135B
$1.83M 0.55%
4,682
+4,662
+23,310% +$1.75M
PFE icon
22
Pfizer
PFE
$151B
$1.79M 0.54%
52,528
+6,555
+14% +$238K
ENB icon
23
Enbridge
ENB
$113B
$1.78M 0.54%
50,723
+4,930
+11% +$170K
WDC icon
24
Western Digital
WDC
$148B
$1.76M 0.53%
39,047
+6,966
+22% +$297K
PFG icon
25
Principal Financial Group
PFG
$24.3B
$1.75M 0.53%
30,723
+4,414
+17% +$248K
1
2 3 4 5

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Sound Income Strategies's Q3 2019 Portfolio in Review

As of Q3 2019, Sound Income Strategies held 812 positions worth $331M, up 14% from $289M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $36.1M of net new capital in Q3 2019, opening 51 new positions and adding to 132 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 45% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $329K trimmed.

  • Sound Income Strategies's largest Q3 2019 buy was Innovator US Equity Buffer ETF July: 9,231 shares worth $241K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q3 2019, an estimated $4.57M increase.
  • Sound Income Strategies's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $329K.
  • Sound Income Strategies fully exited Atmos Energy in Q3 2019, selling an estimated $179K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $331M portfolio in Q3 2019.
  • Sound Income Strategies opened 51 new positions and closed 50 in Q3 2019.
  • Sound Income Strategies's portfolio value rose 14% quarter-over-quarter to $331M.

Based on Sound Income Strategies's 13F filing for Q3 2019, filed 4 Oct 2019.