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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYG icon
1
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$22.2M 11.6%
497,214
+20,130
+4% +$923K
HYEM icon
2
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$18.1M 9.47%
808,191
+58,063
+8% +$1.31M
ARCC icon
3
Ares Capital
ARCC
$14.1B
$14.3M 7.51%
919,877
+34,325
+4% +$568K
MAIN icon
4
Main Street Capital
MAIN
$5.28B
$14M 7.31%
412,687
+19,302
+5% +$718K
TSLX icon
5
Sixth Street Specialty
TSLX
$1.78B
$13.8M 7.21%
760,820
+28,105
+4% +$558K
PCY icon
6
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$13.2M 6.94%
501,363
+11,872
+2% +$312K
HTGC icon
7
Hercules Capital
HTGC
$3.19B
$12.9M 6.77%
1,169,385
+52,021
+5% +$634K
PFLT icon
8
PennantPark Floating Rate Capital
PFLT
$724M
$12.5M 6.56%
1,082,030
+38,525
+4% +$487K
EMHY icon
9
iShares JPMorgan EM High Yield Bond ETF
EMHY
$626M
$9.85M 5.16%
222,086
+11,306
+5% +$510K
GBDC icon
10
Golub Capital BDC
GBDC
$3.39B
$9.78M 5.12%
605,411
+21,451
+4% +$382K
ESEB
11
DELISTED
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
$3.82M 2%
168,329
-4,918
-3% -$118K
AWF
12
AllianceBernstein Global High Income Fund
AWF
$872M
$1.84M 0.97%
175,229
+1,477
+0.9% +$16.3K
T icon
13
AT&T
T
$162B
$1.61M 0.84%
74,684
+6,179
+9% +$144K
IVV icon
14
iShares Core S&P 500 ETF
IVV
$897B
$1.58M 0.83%
6,267
+1,159
+23% +$315K
PFE icon
15
Pfizer
PFE
$149B
$1.52M 0.79%
36,611
-2,836
-7% -$118K
PG icon
16
Procter & Gamble
PG
$342B
$1.48M 0.78%
16,103
-766
-5% -$68.5K
WMT icon
17
Walmart Inc
WMT
$892B
$1.42M 0.74%
45,669
-2,604
-5% -$83.5K
CSCO icon
18
Cisco
CSCO
$476B
$1.4M 0.73%
32,339
-2,109
-6% -$96.5K
JNJ icon
19
Johnson & Johnson
JNJ
$619B
$1.31M 0.68%
10,117
-997
-9% -$139K
BA icon
20
Boeing
BA
$184B
$1.17M 0.61%
3,624
-335
-8% -$116K
ETR icon
21
Entergy
ETR
$49.7B
$1.12M 0.59%
26,024
-1,740
-6% -$74K
ABBV icon
22
AbbVie
ABBV
$431B
$1.12M 0.59%
12,120
-628
-5% -$55.2K
ENB icon
23
Enbridge
ENB
$113B
$1.09M 0.57%
35,199
+2,052
+6% +$66K
HPQ icon
24
HP
HPQ
$25.8B
$1.07M 0.56%
52,254
-3,943
-7% -$92K
AAPL icon
25
Apple
AAPL
$4.56T
$1.06M 0.56%
26,916
+632
+2% +$30.6K
1
2 3 4 5

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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.