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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+0.5%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$211M
Cap. Flow
+$161M
Cap. Flow %
13.58%
Top 10 Hldgs %
38.3%
Holding
1,240
New
136
Increased
227
Reduced
199
Closed
95

Top Buys

Rank Stock Value
1
OPA
Magnum Opus Acquisition Limited
OPA
+$66.2M
2
GSK icon
GSK
GSK
+$9.68M
3
KVUE icon
Kenvue
KVUE
+$7.95M
4
STLA icon
Stellantis
STLA
+$2.65M
5
PFE icon
Pfizer
PFE
+$2.59M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$7.91M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.73M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.28M
4
HBI
Hanesbrands
HBI
+$1.25M
5
WRK
WestRock Company
WRK
+$1.2M

Sector Composition

Rank Sector Weight
1 Financials 26.79%
2 Communication Services 13.87%
3 Real Estate 7.27%
4 Healthcare 5.86%
5 Consumer Discretionary 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPA
1
DELISTED
Magnum Opus Acquisition Limited
OPA
$125M 10.56%
+6,282,511
New +$66.2M
HTGC icon
2
Hercules Capital
HTGC
$3.23B
$41.4M 3.5%
2,521,109
+41,240
+2% +$675K
SHYG icon
3
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$41.3M 3.49%
1,006,924
-6,341
-0.6% -$262K
TSLX icon
4
Sixth Street Specialty
TSLX
$1.81B
$37.6M 3.18%
1,841,388
+49,766
+3% +$993K
ARCC icon
5
Ares Capital
ARCC
$14.4B
$36.8M 3.1%
1,887,908
+53,783
+3% +$1.04M
GBDC icon
6
Golub Capital BDC
GBDC
$3.42B
$36.2M 3.06%
2,468,443
+70,108
+3% +$995K
HYEM icon
7
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$34.5M 2.92%
1,937,083
+14,564
+0.8% +$263K
PFLT icon
8
PennantPark Floating Rate Capital
PFLT
$746M
$33.3M 2.82%
3,127,715
+121,478
+4% +$1.31M
OBDC icon
9
Blue Owl Capital
OBDC
$5.74B
$32.8M 2.77%
2,369,122
+97,680
+4% +$1.35M
EMHY icon
10
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$31.7M 2.67%
930,033
+9,031
+1% +$315K
EFIX
11
DELISTED
First Trust TCW Emerging Markets Debt ETF
EFIX
$29.8M 2.51%
1,987,252
+28,452
+1% +$438K
FXED icon
12
Sound Enhanced Fixed Income ETF
FXED
$39.9M
$26.9M 2.27%
1,562,772
+62,740
+4% +$1.1M
DIVY icon
13
Sound Equity Dividend Income ETF
DIVY
$29.2M
$19.3M 1.63%
775,283
+33,033
+4% +$847K
ABBV icon
14
AbbVie
ABBV
$435B
$18.6M 1.57%
124,645
+9,293
+8% +$1.36M
LYB icon
15
LyondellBasell Industries
LYB
$19.2B
$17.7M 1.5%
187,300
+13,580
+8% +$1.31M
CSCO icon
16
Cisco
CSCO
$479B
$17.5M 1.48%
325,938
+22,741
+8% +$1.23M
VLO icon
17
Valero Energy
VLO
$85.9B
$16.5M 1.4%
116,674
-596
-0.5% -$78.1K
OMC icon
18
Omnicom Group
OMC
$23.4B
$15.7M 1.33%
211,262
+15,644
+8% +$1.29M
GEF.B icon
19
Greif Class B
GEF.B
$4.21B
$15.6M 1.31%
233,873
+17,682
+8% +$1.32M
IBM icon
20
IBM
IBM
$224B
$14.7M 1.24%
104,902
+5,750
+6% +$818K
ENB icon
21
Enbridge
ENB
$112B
$14.3M 1.2%
429,789
+32,529
+8% +$1.15M
MAIN icon
22
Main Street Capital
MAIN
$5.48B
$14M 1.18%
345,128
+311
+0.1% +$12.7K
T icon
23
AT&T
T
$163B
$13.8M 1.16%
917,695
+147,556
+19% +$2.16M
PDCO
24
DELISTED
Patterson Companies, Inc.
PDCO
$13.6M 1.15%
459,585
+36,050
+9% +$1.14M
PFE icon
25
Pfizer
PFE
$153B
$13.1M 1.1%
394,351
+73,269
+23% +$2.59M
1
2 3 4 5

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NP
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IFA
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Sound Income Strategies's Q3 2023 Portfolio in Review

As of Q3 2023, Sound Income Strategies held 1,240 positions worth $1.18B, up 22% from $973M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sound Income Strategies deployed $161M of net new capital in Q3 2023, opening 136 new positions and adding to 227 existing holdings. Its largest new stake was Magnum Opus Acquisition Limited: 6,282,511 shares worth $125M.

By sector, the portfolio is most concentrated in Financials at 27% of assets, down from 30% a quarter earlier, followed by Communication Services and Real Estate.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $7.91M trimmed.

  • Sound Income Strategies's largest Q3 2023 buy was Magnum Opus Acquisition Limited: 6,282,511 shares worth $125M.
  • Sound Income Strategies added most to Pfizer in Q3 2023, an estimated $2.59M increase.
  • Sound Income Strategies's biggest Q3 2023 reduction was Johnson & Johnson, cutting an estimated $7.91M.
  • Sound Income Strategies fully exited iShares S&P 500 Value ETF in Q3 2023, selling an estimated $174K.
  • Sound Income Strategies's ten largest holdings make up 38% of its $1.18B portfolio in Q3 2023.
  • Sound Income Strategies opened 136 new positions and closed 95 in Q3 2023.
  • Sound Income Strategies's portfolio value rose 22% quarter-over-quarter to $1.18B.

Based on Sound Income Strategies's 13F filing for Q3 2023, filed 12 Oct 2023.