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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
176
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$32K 0.01%
493
– –
STM icon
177
STMicroelectronics
STM
$48.4B
$32K 0.01%
1,172
– –
FIHD
178
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$32K 0.01%
156
– –
APTS
179
DELISTED
Preferred Apartment Communities, Inc.
APTS
$32K 0.01%
2,365
+150
+7% +$2.07K
BP icon
180
BP
BP
$111B
$31K 0.01%
812
+180
+28% +$6.83K
SLYV icon
181
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$31K 0.01%
475
– –
VHC icon
182
VirnetX Holding Corp
VHC
$65.8M
$31K 0.01%
405
– –
CEQP
183
DELISTED
Crestwood Equity Partners LP
CEQP
$31K 0.01%
1,000
– –
AZO icon
184
AutoZone
AZO
$49.7B
$30K 0.01%
25
– –
FDX icon
185
FedEx
FDX
$77.3B
$30K 0.01%
200
– –
SBUX icon
186
Starbucks
SBUX
$124B
$30K 0.01%
343
+232
+209% +$19.8K
SPYV icon
187
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$30K 0.01%
851
+5
+0.6% +$167
UNH icon
188
UnitedHealth
UNH
$364B
$30K 0.01%
102
+1
+1% +$262
VDE icon
189
Vanguard Energy ETF
VDE
$10.4B
$30K 0.01%
368
– –
WFC icon
190
Wells Fargo
WFC
$269B
$30K 0.01%
561
+1
+0.2% +$52
C icon
191
Citigroup
C
$231B
$29K 0.01%
357
– –
KMI icon
192
Kinder Morgan
KMI
$70.7B
$29K 0.01%
1,356
– –
WPC icon
193
W.P. Carey
WPC
$16.1B
$29K 0.01%
377
– –
HON icon
194
Honeywell
HON
$74.6B
$28K 0.01%
167
– –
PM icon
195
Philip Morris
PM
$290B
$28K 0.01%
324
– –
AGR
196
DELISTED
Avangrid, Inc.
AGR
$28K 0.01%
556
– –
CZWI icon
197
Citizens Community Bancorp
CZWI
$200M
$27K 0.01%
2,194
– –
DD icon
198
DuPont de Nemours
DD
$19.5B
$27K 0.01%
334
-4,917
-94% -$408K
GLDM icon
199
SPDR Gold MiniShares Trust
GLDM
$30.2B
$27K 0.01%
892
-67
-7% -$1.98K
LADR
200
Ladder Capital
LADR
$1.25B
$27K 0.01%
1,516
– –
6 7
8
9 10

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NP
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IFA
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WCMNY
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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.