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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
126
Southern Company
SO
$106B
$192K 0.03%
3,090
-124
-4% -$7.42K
MRK icon
127
Merck
MRK
$328B
$187K 0.03%
2,538
-805
-24% -$59.4K
RTX icon
128
RTX Corp
RTX
$300B
$185K 0.03%
2,390
+1,004
+72% +$73.3K
PYPL icon
129
PayPal
PYPL
$50.6B
$180K 0.03%
742
+25
+3% +$6.31K
DHR icon
130
Danaher
DHR
$145B
$172K 0.03%
864
-9
-1% -$1.83K
CRM icon
131
Salesforce
CRM
$158B
$172K 0.03%
813
+5
+0.6% +$1.11K
ACM icon
132
Aecom
ACM
$7.85B
$168K 0.03%
2,620
-500
-16% -$28.5K
CAT icon
133
Caterpillar
CAT
$393B
$168K 0.03%
724
+487
+205% +$101K
D icon
134
Dominion Energy
D
$59.8B
$167K 0.03%
2,205
-194
-8% -$14.1K
SPXL icon
135
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.27B
$166K 0.03%
1,960
– –
BAC icon
136
Bank of America
BAC
$453B
$166K 0.03%
4,282
-52
-1% -$1.79K
FUN icon
137
Cedar Fair
FUN
$1.68B
$165K 0.03%
3,331
+220
+7% +$10K
PARA
138
DELISTED
Paramount Global Class B
PARA
$164K 0.03%
3,632
-74,336
-95% -$4.54M
NSC icon
139
Norfolk Southern
NSC
$75.3B
$158K 0.03%
589
+2
+0.3% +$507
KTF
140
DWS Municipal Income Trust
KTF
$353M
$154K 0.03%
+13,240
New +$153K
EMR icon
141
Emerson Electric
EMR
$91.4B
$153K 0.03%
1,701
+789
+87% +$67.9K
PPG icon
142
PPG Industries
PPG
$25.5B
$150K 0.03%
1,000
– –
AMGN icon
143
Amgen
AMGN
$225B
$148K 0.03%
595
+335
+129% +$79.9K
VOO icon
144
Vanguard S&P 500 ETF
VOO
$1.03T
$145K 0.02%
397
+260
+190% +$92.2K
FSKR
145
DELISTED
FS KKR Capital Corp. II
FSKR
$142K 0.02%
7,273
-774
-10% -$14K
BA icon
146
Boeing
BA
$183B
$139K 0.02%
545
-46
-8% -$10.2K
SPY icon
147
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$137K 0.02%
345
-13
-4% -$5.01K
VNQ icon
148
Vanguard Real Estate ETF
VNQ
$38.6B
$130K 0.02%
1,414
+1,260
+818% +$111K
UNH icon
149
UnitedHealth
UNH
$364B
$126K 0.02%
338
+145
+75% +$50.2K
PM icon
150
Philip Morris
PM
$290B
$125K 0.02%
1,414
-210
-13% -$17.8K
4 5
6
7 8

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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.