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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$373M
AUM Growth
+$42M
Cap. Flow
+$34.1M
Cap. Flow %
9.14%
Top 10 Hldgs %
79.73%
Holding
825
New
63
Increased
161
Reduced
60
Closed
27

Top Buys

Rank Stock Value
1
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$4.49M
2
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$3.68M
3
GBDC icon
Golub Capital BDC
GBDC
+$3.19M
4
PFLT icon
PennantPark Floating Rate Capital
PFLT
+$3.08M
5
TSLX icon
Sixth Street Specialty
TSLX
+$2.79M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$408K
2
BJUL icon
Innovator US Equity Buffer ETF July
BJUL
+$241K
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$169K
4
CTVA icon
Corteva
CTVA
+$162K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$103K

Sector Composition

Rank Sector Weight
1 Financials 47.2%
2 Technology 3.28%
3 Healthcare 2.14%
4 Consumer Staples 1.73%
5 Energy 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
126
American Electric Power
AEP
$67.7B
$51K 0.01%
540
– –
PFN
127
PIMCO Income Strategy Fund II
PFN
$707M
$51K 0.01%
4,786
– –
GIS icon
128
General Mills
GIS
$20.4B
$50K 0.01%
935
+3
+0.3% +$158
KMB icon
129
Kimberly-Clark
KMB
$36.4B
$50K 0.01%
362
– –
WBA
130
DELISTED
Walgreens Boots Alliance
WBA
$50K 0.01%
840
+540
+180% +$31.1K
XLF icon
131
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$50K 0.01%
1,638
+307
+23% +$9.01K
HPI
132
John Hancock Preferred Income Fund
HPI
$434M
$49K 0.01%
2,150
– –
EIX icon
133
Edison International
EIX
$26.6B
$48K 0.01%
630
– –
GE icon
134
GE Aerospace
GE
$380B
$47K 0.01%
852
+161
+23% +$8.32K
SHOP icon
135
Shopify
SHOP
$193B
$47K 0.01%
1,190
-450
-27% -$15.2K
ZBH icon
136
Zimmer Biomet
ZBH
$18.5B
$47K 0.01%
+325
New +$44.9K
SPDW icon
137
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.9B
$46K 0.01%
1,470
+13
+0.9% +$396
VCIT icon
138
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$46K 0.01%
503
-1,850
-79% -$169K
CAT icon
139
Caterpillar
CAT
$394B
$45K 0.01%
308
-57
-16% -$7.96K
EEM icon
140
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$45K 0.01%
996
+715
+254% +$30.7K
BDX icon
141
Becton Dickinson
BDX
$50B
$44K 0.01%
165
+7
+4% +$1.75K
PSX icon
142
Phillips 66
PSX
$89.9B
$44K 0.01%
395
– –
ARWR icon
143
Arrowhead Research
ARWR
$12.4B
$43K 0.01%
680
– –
CUZ icon
144
Cousins Properties
CUZ
$4.87B
$43K 0.01%
1,046
– –
GLD icon
145
SPDR Gold Trust
GLD
$144B
$43K 0.01%
301
– –
PDM
146
Piedmont Realty Trust
PDM
$1.19B
$42K 0.01%
1,908
– –
AFL icon
147
Aflac
AFL
$60.6B
$41K 0.01%
770
+70
+10% +$3.71K
JPC icon
148
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$41K 0.01%
3,900
– –
WELL icon
149
Welltower
WELL
$166B
$41K 0.01%
505
– –
WTRG icon
150
Essential Utilities
WTRG
$11.3B
$41K 0.01%
872
– –
4 5
6
7 8

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Sound Income Strategies's Q4 2019 Portfolio in Review

As of Q4 2019, Sound Income Strategies held 825 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Sound Income Strategies deployed $34.1M of net new capital in Q4 2019, opening 63 new positions and adding to 161 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 47% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $408K trimmed.

  • Sound Income Strategies's largest Q4 2019 buy was Innovator US Equity Buffer ETF December: 11,010 shares worth $296K.
  • Sound Income Strategies added most to iShares 0-5 Year High Yield Corporate Bond ETF in Q4 2019, an estimated $4.49M increase.
  • Sound Income Strategies's biggest Q4 2019 reduction was DuPont de Nemours, cutting an estimated $408K.
  • Sound Income Strategies fully exited Innovator US Equity Buffer ETF July in Q4 2019, selling an estimated $241K.
  • Sound Income Strategies's ten largest holdings make up 80% of its $373M portfolio in Q4 2019.
  • Sound Income Strategies opened 63 new positions and closed 27 in Q4 2019.
  • Sound Income Strategies's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Sound Income Strategies's 13F filing for Q4 2019, filed 6 Jan 2020.