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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$191M
AUM Growth
-$14.1M
Cap. Flow
+$5.94M
Cap. Flow %
3.11%
Top 10 Hldgs %
73.65%
Holding
879
New
63
Increased
99
Reduced
144
Closed
65

Top Buys

Rank Stock Value
1
HYEM icon
VanEck Emerging Markets High Yield Bond ETF
HYEM
+$1.31M
2
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$923K
3
MAIN icon
Main Street Capital
MAIN
+$718K
4
HTGC icon
Hercules Capital
HTGC
+$634K
5
ARCC icon
Ares Capital
ARCC
+$568K

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$283K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$264K
3
JNJ icon
Johnson & Johnson
JNJ
+$139K
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$119K
5
ESEB
Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF
ESEB
+$118K

Sector Composition

Rank Sector Weight
1 Financials 42.9%
2 Technology 2.99%
3 Healthcare 2.57%
4 Consumer Staples 1.72%
5 Energy 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
101
Vanguard Total Bond Market
BND
$161B
$74K 0.04%
929
+62
+7% +$4.85K
D icon
102
Dominion Energy
D
$59.8B
$72K 0.04%
1,010
-30
-3% -$2.19K
IEMG icon
103
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$69K 0.04%
1,468
-327
-18% -$15.8K
XEL icon
104
Xcel Energy
XEL
$48.9B
$69K 0.04%
1,402
+1,244
+787% +$62.4K
COP icon
105
ConocoPhillips
COP
$152B
$68K 0.04%
1,088
– –
FE icon
106
FirstEnergy
FE
$27.1B
$67K 0.04%
1,788
+1,500
+521% +$56.8K
PEP icon
107
PepsiCo
PEP
$189B
$66K 0.03%
597
+201
+51% +$22.7K
UNH icon
108
UnitedHealth
UNH
$364B
$66K 0.03%
264
-28
-10% -$7.4K
VER
109
DELISTED
VEREIT, Inc.
VER
$65K 0.03%
1,805
– –
TXN icon
110
Texas Instruments
TXN
$254B
$64K 0.03%
675
– –
CBSH icon
111
Commerce Bancshares
CBSH
$8.54B
$63K 0.03%
1,560
-2
-0.1% -$86
RTN
112
DELISTED
Raytheon Company
RTN
$63K 0.03%
410
– –
INTC icon
113
Intel
INTC
$517B
$61K 0.03%
1,301
+49
+4% +$2.29K
UPS icon
114
United Parcel Service
UPS
$88.5B
$59K 0.03%
608
+12
+2% +$1.3K
MO icon
115
Altria Group
MO
$108B
$58K 0.03%
1,181
-300
-20% -$17.4K
WPC icon
116
W.P. Carey
WPC
$16.1B
$58K 0.03%
914
+817
+842% +$53.2K
DIS icon
117
Walt Disney
DIS
$178B
$56K 0.03%
511
-176
-26% -$20K
PSEC icon
118
Prospect Capital
PSEC
$1.15B
$55K 0.03%
8,739
-230
-3% -$1.55K
BABA icon
119
Alibaba
BABA
$299B
$54K 0.03%
394
+172
+77% +$25.4K
GLD icon
120
SPDR Gold Trust
GLD
$144B
$54K 0.03%
448
– –
ET icon
121
Energy Transfer Partners
ET
$72B
$53K 0.03%
+4,000
New +$60.7K
IJH icon
122
iShares Core S&P Mid-Cap ETF
IJH
$128B
$53K 0.03%
1,605
-60
-4% -$2.19K
ETN icon
123
Eaton
ETN
$180B
$52K 0.03%
752
– –
FTF
124
Franklin Limited Duration Income Trust
FTF
$236M
$52K 0.03%
5,746
+36
+0.6% +$338
HYG icon
125
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$52K 0.03%
640
+24
+4% +$2.01K
3 4
5
6 7

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NP
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IFA
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GF
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WCMNY
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Sound Income Strategies's Q4 2018 Portfolio in Review

As of Q4 2018, Sound Income Strategies held 879 positions worth $191M, down 6.9% from $205M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Sound Income Strategies deployed $5.94M of net new capital in Q4 2018, opening 63 new positions and adding to 99 existing holdings. Its largest new stake was BlackRock TCP Capital: 26,339 shares worth $343K.

By sector, the portfolio is most concentrated in Financials at 43% of assets, down from 44% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $283K trimmed.

  • Sound Income Strategies's largest Q4 2018 buy was BlackRock TCP Capital: 26,339 shares worth $343K.
  • Sound Income Strategies added most to VanEck Emerging Markets High Yield Bond ETF in Q4 2018, an estimated $1.31M increase.
  • Sound Income Strategies's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $283K.
  • Sound Income Strategies fully exited American Express in Q4 2018, selling an estimated $48K.
  • Sound Income Strategies's ten largest holdings make up 74% of its $191M portfolio in Q4 2018.
  • Sound Income Strategies opened 63 new positions and closed 65 in Q4 2018.
  • Sound Income Strategies's portfolio value fell 6.9% quarter-over-quarter to $191M.

Based on Sound Income Strategies's 13F filing for Q4 2018, filed 8 Jan 2019.