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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIPT icon
1051
Tiptree Inc
TIPT
$668M
– –
-1,800
Closed -$9K
TLT icon
1052
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-500
Closed -$2K
TNL icon
1053
Travel + Leisure Co
TNL
$4.58B
– –
-324
Closed -$15K
VXX icon
1054
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$141M
– –
-16
Closed -$2K
WPM icon
1055
Wheaton Precious Metals
WPM
$61.3B
– –
-237
Closed -$10K
XEL icon
1056
Xcel Energy
XEL
$49.1B
– –
-646
Closed -$43K
XME icon
1057
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.52B
– –
-400
Closed -$3K
ZG icon
1058
Zillow
ZG
$7.53B
– –
-8
Closed -$1K
EQC
1059
DELISTED
Equity Commonwealth
EQC
– –
-112
Closed -$3K
SILV
1060
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-452
Closed -$5K
SPWR
1061
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-44
Closed -$1K
LL
1062
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-200
Closed -$6K
TRVN
1063
DELISTED
Trevena, Inc.
TRVN
– –
-1
Closed -$1K
RTL
1064
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-45,651
Closed -$339K
AJRD
1065
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-12
Closed -$1K
HEXO
1066
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-9
Closed –
MAXR
1067
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-26
Closed -$1K
FCRD
1068
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-15,071
Closed -$55K
LOGC
1069
DELISTED
LogicBio Therapeutics, Inc. Common Stock
LOGC
– –
-658
Closed -$5K
PSB
1070
DELISTED
PS Business Parks, Inc.
PSB
– –
-100
Closed -$13K
CDK
1071
DELISTED
CDK Global, Inc.
CDK
– –
-8
Closed –
KLDO
1072
DELISTED
Kaleido Biosciences, Inc. Common Stock
KLDO
– –
-530
Closed -$5K
PCI
1073
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-1,550
Closed -$33K
MDP
1074
DELISTED
Meredith Corporation
MDP
– –
-51
Closed -$1K
RAVN
1075
DELISTED
Raven Industries Inc
RAVN
– –
-761
Closed -$25K
40 41 42
43
44

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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.