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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPV icon
1026
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
– –
-4,765
Closed -$76K
NVCR icon
1027
NovoCure
NVCR
$2.05B
– –
-5
Closed -$1K
OCSL icon
1028
Oaktree Specialty Lending
OCSL
$1.12B
– –
-224
Closed -$4K
OGE icon
1029
OGE Energy
OGE
$9.69B
– –
-8
Closed –
OXSQ icon
1030
Oxford Square Capital
OXSQ
$166M
– –
-2,939
Closed -$9K
PAUG icon
1031
Innovator US Equity Power Buffer ETF August
PAUG
$935M
– –
-243
Closed -$7K
PAVE icon
1032
Global X US Infrastructure Development ETF
PAVE
$14.3B
– –
-20
Closed –
PBA icon
1033
Pembina Pipeline
PBA
$28.4B
– –
-411
Closed -$10K
PBW icon
1034
CALL
Invesco WilderHill Clean Energy ETF
PBW
$458M
– –
-100
Closed -$3K
PRLB icon
1035
Protolabs
PRLB
$2.17B
– –
-100
Closed -$15K
PUK icon
1036
Prudential
PUK
$34.2B
– –
-365
Closed -$13K
RCKT icon
1037
Rocket Pharmaceuticals
RCKT
$374M
– –
-50
Closed -$3K
RGLD icon
1038
Royal Gold
RGLD
$19.7B
– –
-3
Closed –
RITM icon
1039
Rithm Capital
RITM
$5.71B
– –
-12
Closed –
RMD icon
1040
ResMed
RMD
$32.8B
– –
-2
Closed –
ECHO
1041
EchoStar
ECHO
$26.9B
– –
-20
Closed –
SIVR icon
1042
abrdn Physical Silver Shares ETF
SIVR
$4.53B
– –
-18
Closed –
SNAP icon
1043
Snap
SNAP
$8.79B
– –
-240
Closed -$12K
SPOT icon
1044
Spotify
SPOT
$101B
– –
-4
Closed -$1K
SQFT icon
1045
Presidio Property Trust
SQFT
$1.85M
– –
-74
Closed -$3K
SSNC icon
1046
SS&C Technologies
SSNC
$18.8B
– –
-8
Closed -$1K
STLA icon
1047
Stellantis
STLA
$20.2B
– –
-48
Closed -$1K
STZ icon
1048
Constellation Brands
STZ
$22.9B
– –
-1
Closed –
SWX icon
1049
Southwest Gas
SWX
$6.68B
– –
-2
Closed –
TCPC icon
1050
BlackRock TCP Capital
TCPC
$336M
– –
-20,591
Closed -$231K
40 41
42
43 44

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NP
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IFA
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WCMNY
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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.