SIS

Sound Income Strategies Portfolio holdings

AUM $2.11B
1-Year Est. Return 5.59%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+5.59%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$590M
AUM Growth
+$137M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,078
New
Increased
Reduced
Closed

Top Buys

1
+$7.9M
2
+$4.9M
3
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

1
+$4.54M
2
+$3.77M
3
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1001
– –
-2
1002
– –
-15
1003
– –
-1,032
1004
– –
-4
1005
– –
-5
1006
– –
-267
1007
– –
-12
1008
– –
0
1009
– –
-14
1010
– –
-215
1011
– –
-1
1012
– –
-121
1013
– –
-1
1014
– –
-69
1015
– –
-55
1016
– –
-1,851
1017
– –
-398
1018
– –
-27
1019
– –
-4,765
1020
– –
-5
1021
– –
-224
1022
– –
-8
1023
– –
-2,939
1024
– –
-243
1025
– –
-20
39 40
41
42 43