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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLI icon
1001
Houlihan Lokey
HLI
$8.63B
– –
-5
Closed –
HR icon
1002
Healthcare Realty
HR
$6.58B
– –
-3,313
Closed -$91K
HSDT icon
1003
Solana Company
HSDT
$102M
– –
0
– –
HYLN icon
1004
Hyliion Holdings
HYLN
$694M
– –
-300
Closed -$5K
IONS icon
1005
Ionis Pharmaceuticals
IONS
$9.39B
– –
-20
Closed -$1K
ITRN icon
1006
Ituran Location and Control
ITRN
$1.07B
– –
-5
Closed –
KC
1007
Kingsoft Cloud Holdings
KC
$3.52B
– –
-14
Closed -$1K
KDP icon
1008
Keurig Dr Pepper
KDP
$40.2B
– –
-2
Closed –
KTB icon
1009
Kontoor Brands
KTB
$4.51B
– –
-15
Closed -$1K
LADR
1010
Ladder Capital
LADR
$1.25B
– –
-1,032
Closed -$10K
LAZ icon
1011
Lazard
LAZ
$4.24B
– –
-4
Closed –
LNT icon
1012
Alliant Energy
LNT
$18.2B
– –
-5
Closed –
LUMN icon
1013
Lumen
LUMN
$6.49B
– –
-267
Closed -$3K
M icon
1014
Macy's
M
$6.26B
– –
-12
Closed –
MAXN
1015
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MJ icon
1016
Amplify Alternative Harvest ETF
MJ
$111M
– –
-14
Closed -$2K
MLCO icon
1017
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-215
Closed -$4K
MSA icon
1018
Mine Safety
MSA
$7.41B
– –
-1
Closed –
MUR icon
1019
Murphy Oil
MUR
$5.06B
– –
-121
Closed -$1K
NCV
1020
Virtus Convertible & Income Fund
NCV
$393M
– –
-1
Closed –
NEM icon
1021
Newmont
NEM
$124B
– –
-69
Closed -$4K
NEU icon
1022
NewMarket
NEU
$8.59B
– –
-55
Closed -$22K
NMZ icon
1023
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-1,851
Closed -$27K
NOCT icon
1024
Innovator Growth-100 Power Buffer ETF October
NOCT
$230M
– –
-398
Closed -$14K
NOV icon
1025
NOV
NOV
$7.45B
– –
-27
Closed –
39 40
41
42 43

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NP
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IFA
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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.