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SIS

Sound Income Strategies Portfolio holdings

AUM $2.23B
1-Year Est. Return 11.22%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+11.22%
3 Year Est. Return
+31.18%
5 Year Est. Return
+22.88%
10 Year Est. Return
–
AUM
$590M
AUM Growth
+$137M
Cap. Flow
+$105M
Cap. Flow %
17.86%
Top 10 Hldgs %
53.95%
Holding
1,087
New
134
Increased
249
Reduced
145
Closed
125

Top Buys

Rank Stock Value
1
CSWC icon
Capital Southwest
CSWC
+$7.9M
2
TPVG icon
TriplePoint Venture Growth BDC
TPVG
+$4.9M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$4.85M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.8M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.51M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$4.54M
2
MAIN icon
Main Street Capital
MAIN
+$3.77M
3
BDEC icon
Innovator US Equity Buffer ETF December
BDEC
+$1.21M
4
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.21M
5
HTGC icon
Hercules Capital
HTGC
+$886K

Sector Composition

Rank Sector Weight
1 Financials 35.12%
2 Technology 5.4%
3 Consumer Discretionary 4.77%
4 Healthcare 3.82%
5 Energy 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWE icon
76
NorthWestern Energy
NWE
$4.34B
$1.28M 0.22%
19,606
+4,298
+28% +$254K
ETR icon
77
Entergy
ETR
$50.3B
$1.21M 0.21%
24,326
+4,310
+22% +$204K
SWK icon
78
Stanley Black & Decker
SWK
$15.5B
$1.13M 0.19%
+5,680
New +$1.03M
XRX icon
79
Xerox
XRX
$412M
$1.11M 0.19%
45,813
+8,916
+24% +$213K
VTRS icon
80
Viatris
VTRS
$18.5B
$1.01M 0.17%
72,015
+24,140
+50% +$393K
SPLB icon
81
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$983K 0.17%
32,598
+17,006
+109% +$531K
PGX icon
82
Invesco Preferred ETF
PGX
$3.76B
$962K 0.16%
64,141
+21,383
+50% +$318K
PFF icon
83
iShares Preferred and Income Securities ETF
PFF
$13.3B
$896K 0.15%
23,340
-12,961
-36% -$492K
OPLN
84
Openlane
OPLN
$4.34B
$895K 0.15%
59,683
+30,741
+106% +$524K
BIZD icon
85
VanEck BDC Income ETF
BIZD
$1.68B
$866K 0.15%
53,476
-44
-0.1% -$666
ILTB icon
86
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$837K 0.14%
12,211
+6,381
+109% +$457K
QQQ icon
87
Invesco QQQ Trust
QQQ
$481B
$780K 0.13%
2,446
+349
+17% +$112K
IUSB icon
88
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$768K 0.13%
14,563
+6,071
+71% +$325K
AGG icon
89
iShares Core US Aggregate Bond ETF
AGG
$138B
$677K 0.11%
5,944
+944
+19% +$109K
BRK.B icon
90
Berkshire Hathaway Class B
BRK.B
$1.09T
$671K 0.11%
2,625
+874
+50% +$212K
HD icon
91
Home Depot
HD
$342B
$666K 0.11%
2,182
-165
-7% -$45.5K
DIS icon
92
Walt Disney
DIS
$178B
$606K 0.1%
3,283
+1,137
+53% +$210K
VZ icon
93
Verizon
VZ
$195B
$556K 0.09%
9,563
-308
-3% -$17.4K
PEP icon
94
PepsiCo
PEP
$189B
$549K 0.09%
3,880
+168
+5% +$23.1K
TSLA icon
95
Tesla
TSLA
$1.29T
$548K 0.09%
2,460
-147
-6% -$36.9K
GOOG icon
96
Alphabet (Google) Class C
GOOG
$4.19T
$540K 0.09%
5,220
+260
+5% +$25.8K
MCD icon
97
McDonald's
MCD
$195B
$534K 0.09%
2,381
+139
+6% +$29.7K
WMT icon
98
Walmart Inc
WMT
$923B
$456K 0.08%
10,077
+792
+9% +$36.7K
XOM icon
99
ExxonMobil
XOM
$657B
$426K 0.07%
7,636
-177
-2% -$9.28K
ELV icon
100
Elevance Health
ELV
$86.6B
$424K 0.07%
1,182
+54
+5% +$17.4K
2 3
4
5 6

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Sound Income Strategies's Q1 2021 Portfolio in Review

As of Q1 2021, Sound Income Strategies held 1,087 positions worth $590M, up 30% from $453M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Sound Income Strategies deployed $105M of net new capital in Q1 2021, opening 134 new positions and adding to 249 existing holdings. Its largest new stake was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.

By sector, the portfolio is most concentrated in Financials at 35% of assets, down from 37% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Paramount Global Class B, an estimated $4.54M trimmed.

  • Sound Income Strategies's largest Q1 2021 buy was Sound Equity Dividend Income ETF: 123,036 shares worth $2.99M.
  • Sound Income Strategies added most to Capital Southwest in Q1 2021, an estimated $7.9M increase.
  • Sound Income Strategies's biggest Q1 2021 reduction was Paramount Global Class B, cutting an estimated $4.54M.
  • Sound Income Strategies fully exited Brandywine Realty Trust in Q1 2021, selling an estimated $356K.
  • Sound Income Strategies's ten largest holdings make up 54% of its $590M portfolio in Q1 2021.
  • Sound Income Strategies opened 134 new positions and closed 125 in Q1 2021.
  • Sound Income Strategies's portfolio value rose 30% quarter-over-quarter to $590M.

Based on Sound Income Strategies's 13F filing for Q1 2021, filed 14 Apr 2021.